0001603612-14-000001.txt : 20140326 0001603612-14-000001.hdr.sgml : 20140326 20140326164058 ACCESSION NUMBER: 0001603612-14-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140326 DATE AS OF CHANGE: 20140326 EFFECTIVENESS DATE: 20140326 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Whippoorwill Loan Opportunity Fund, L.P. CENTRAL INDEX KEY: 0001603612 IRS NUMBER: 364778698 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-214303 FILM NUMBER: 14719076 BUSINESS ADDRESS: STREET 1: 11 MARTINE AVENUE, 11TH FLOOR CITY: WHITE PLAINS STATE: NY ZIP: 10606 BUSINESS PHONE: 914-683-1002 MAIL ADDRESS: STREET 1: 11 MARTINE AVENUE, 11TH FLOOR CITY: WHITE PLAINS STATE: NY ZIP: 10606 D 1 primary_doc.xml X0707 D LIVE 0001603612 Whippoorwill Loan Opportunity Fund, L.P. 11 MARTINE AVENUE, 11TH FLOOR WHITE PLAINS NY NEW YORK 10606 914-683-1002 DELAWARE None None Limited Partnership true 2014 Shelley F. Greenhaus 11 Martine Avenue, 11th Floor White Plains NY NEW YORK 10606 Executive Officer Director President and Director of Managing Member of General Partner Steven Kenneth Gendal 11 Martine Avenue, 11th Floor White Plains NY NEW YORK 10606 Executive Officer Principal of Managing Member of General Partner Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 3C.7 false 2014-03-06 true true true false 0 CAIS Capital, LLC 154512 CAIS Capital, LLC 154512 598 Madison Avenue New York NY NEW YORK 10022 All States false Jefferies LLC 2347 Jefferies LLC 2347 520 Madison Avenue New York NY NEW YORK 10022 All States false PAF Securities, LLC 140889 PAF Securities, LLC 140889 601 Brickell Key Drive, Suite 604 Miami FL FLORIDA 33131 All States false PROFOR Securities, LLC 136084 PROFOR Securities, LLC 136084 708 Third Avenue, 5th Floor New York NY NEW YORK 10017-4201 All States false Indefinite 1000000 Indefinite false 1 500000 true 0 Reflects amounts to be paid over time. 0 false Whippoorwill Loan Opportunity Fund, L.P. Shelley F. Greenhaus Shelley F. Greenhaus President of Managing Member of General Partner 2014-03-26