0001140361-16-061078.txt : 20160414 0001140361-16-061078.hdr.sgml : 20160414 20160414105036 ACCESSION NUMBER: 0001140361-16-061078 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160414 DATE AS OF CHANGE: 20160414 EFFECTIVENESS DATE: 20160414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Columbia Adaptive Risk Allocation Private Fund, LLC CENTRAL INDEX KEY: 0001602619 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-237603 FILM NUMBER: 161570793 BUSINESS ADDRESS: STREET 1: C/O COLUMBIA MGT. INVESTMENT ADVISERS STREET 2: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 612-678-0121 MAIL ADDRESS: STREET 1: C/O COLUMBIA MGT. INVESTMENT ADVISERS STREET 2: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: Columbia Adaptive Risk Allocation Fund, LLC DATE OF NAME CHANGE: 20140313 D/A 1 primary_doc.xml X0707 D/A LIVE 0001602619 Columbia Adaptive Risk Allocation Private Fund, LLC C/O COLUMBIA MGT. INVESTMENT ADVISERS 225 FRANKLIN STREET BOSTON MA MASSACHUSETTS 02110 612-678-0121 DELAWARE None Columbia Adaptive Risk Allocation Fund, LLC Limited Liability Company true 2014 n/a Advisory Capital Strategies Group Inc. 100 Park Avenue New York NY NEW YORK 10017 Executive Officer Promoter The Managing Member of the Issuer. n/a Columbia Management Investment Advisers, LLC 225 Franklin Street Boston MA MASSACHUSETTS 02110 Promoter The Investment Manager of the Issuer and an affiliate of the Managing Member of the Issuer. Amy K. Johnson 5228 Ameriprise Financial Center Minneapolis MN MINNESOTA 55474 Executive Officer Director Promoter Ms. Johnson is an executive officer and director of the Managing Member of the Issuer. Jeffrey F. Peters 225 Franklin Street Boston MA MASSACHUSETTS 02110 Executive Officer Director Promoter Mr. Peters is the President and a director of the Managing Member of the Issuer. Brian J. McGrane 5228 Ameriprise Financial Center Minneapolis MN MINNESOTA 55474 Executive Officer Promoter Mr. McGrane is an executive officer of the Mananging Member of the Issuer. Scott R. Plummer 5228 Ameriprise Financial Center Minneapolis MN MINNESOTA 55474 Executive Officer Promoter Mr. Plummer is an executive officer of the Managing Member of the Issuer. Eric T. Brandt 5228 Ameriprise Financial Center Minneapolis MN MINNESOTA 55474 Executive Officer Mr. Brandt is the Assistant Secretary and an authorized signatory of the Managing Member of the Issuer. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C.7 true 0001140361-15-014864 2015-04-01 true true true Limited Liability Company Interests. The minimum amount reflected in Item 11 may be increased or decreased in the Managing Member's sole discretion. false 1000000 N/A None Columbia Management Investment Distributors, Inc. 840 225 Franklin Street Boston MA MASSACHUSETTS 02110 All States false Indefinite 2500000 Indefinite The total amount sold and the number of investors do not take redemptions and/or withdrawals into consideration. false 1 0 true 0 The persons listed in Item 12 are paid commissions pursuant to an agreement with the Investment Manager of the Issuer. The Investment Manager either pays directly or arranges for the payment of the commissions. Such amounts cannot be estimated. 0 true Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time. false Columbia Adaptive Risk Allocation Private Fund, LLC /s/ Eric T. Brandt Eric T. Brandt Assistant Secretary and an authorized signatory of the Manag 2016-04-14