0001181431-15-001284.txt : 20150121 0001181431-15-001284.hdr.sgml : 20150121 20150121170952 ACCESSION NUMBER: 0001181431-15-001284 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150121 DATE AS OF CHANGE: 20150121 EFFECTIVENESS DATE: 20150121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OAKTREE MEZZANINE FUND IV (CAYMAN), L.P. CENTRAL INDEX KEY: 0001601114 IRS NUMBER: 981152076 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-212594 FILM NUMBER: 15539217 BUSINESS ADDRESS: STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P. STREET 2: 333 S. GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 830-6739 MAIL ADDRESS: STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P. STREET 2: 333 S. GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 D/A 1 primary_doc.xml X0707 D/A LIVE 0001601114 OAKTREE MEZZANINE FUND IV (CAYMAN), L.P. 333 South Grand Avenue, 28th Floor Los Angeles CA CALIFORNIA 90071 213-830-6300 CAYMAN ISLANDS None None Limited Partnership true 2013 None Oaktree Mezzanine Fund IV (Cayman) GP Ltd. 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Promoter Howard S. Marks 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive officer of the Director of the General Partner of the fund. Bruce A. Karsh 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive officer of the Director of the General Partner of the fund. Sheldon Stone 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive officer of the Director of the General Partner of the fund. Lawrence Keele 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive officer of the Director of the General Partner of the fund. Stephen A. Kaplan 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive officer of the Director of the General Partner of the fund. David M. Kirchheimer 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive officer of the Director of the General Partner of the fund. John B. Frank 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive officer of the Director of the General Partner of the fund. Jay Wintrob 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive officer of the Director of the General Partner of the fund. Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 true 0001181431-14-009618 2014-06-18 true true true false 0 Indefinite 125000000 Indefinite false 3 0 true 0 true OCM Investments, LLC, CRD# 128803, 333 South Grand Avenue, 28th Floor, Los Angeles, CA 90071, will place the interests but is not anticipated to receive sales commissions. 0 true false Oaktree Mezzanine Fund IV (Cayman), L.P. /s/ Lisa Arakaki Lisa Arakaki Managing Director of the Managing Member of the GP of the GP 2015-01-21