0001181431-14-009619.txt : 20140227 0001181431-14-009619.hdr.sgml : 20140227 20140227113929 ACCESSION NUMBER: 0001181431-14-009619 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140227 DATE AS OF CHANGE: 20140227 EFFECTIVENESS DATE: 20140227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Oaktree Mezzanine Fund IV, L.P. CENTRAL INDEX KEY: 0001601112 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-212596 FILM NUMBER: 14647431 BUSINESS ADDRESS: STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P. STREET 2: 333 S. GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 830-6739 MAIL ADDRESS: STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P. STREET 2: 333 S. GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 D 1 primary_doc.xml X0707 D LIVE 0001601112 Oaktree Mezzanine Fund IV, L.P. 333 South Grand Avenue, 28th Floor Los Angeles CA CALIFORNIA 90071 213-830-6300 DELAWARE None None Limited Partnership true 2013 None Oaktree Mezzanine Fund IV GP, L.P. 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Promoter Howard S. Marks 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive officer of the managing member of the general partner of the general partner of the issuer. Bruce A. Karsh 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive officer of the managing member of the general partner of the general partner of the issuer. Sheldon Stone 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive officer of the managing member of the general partner of the general partner of the issuer. Lawrence Keele 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive officer of the managing member of the general partner of the general partner of the issuer. Stephen A. Kaplan 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive officer of the managing member of the general partner of the general partner of the issuer. David M. Kirchheimer 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive officer of the managing member of the general partner of the general partner of the issuer. John B. Frank 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive officer of the managing member of the general partner of the general partner of the issuer. Kevin Clayton 1301 Avenue of Americas 34th Floor New York NY NEW YORK 10019 Executive Officer Executive officer of the managing member of the general partner of the general partner of the issuer. Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 false true true true true false 0 Indefinite 0 Indefinite false 0 0 true 0 true OCM Investments, LLC, CRD# 128803, 333 South Grand Avenue, 28th Floor, Los Angeles, CA 90071, will place the interests but is not anticipated to receive sales commissions. 0 true false Oaktree Mezzanine Fund IV, L.P. /s/ Lisa Arakaki Lisa Arakaki Authorized Signatory of managing member of GP of GP of fund 2014-02-26