0000950142-14-000537.txt : 20140228 0000950142-14-000537.hdr.sgml : 20140228 20140228172832 ACCESSION NUMBER: 0000950142-14-000537 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140228 DATE AS OF CHANGE: 20140228 EFFECTIVENESS DATE: 20140228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Apollo Total Return Fund (Exempt) LP CENTRAL INDEX KEY: 0001600911 IRS NUMBER: 464655857 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-212750 FILM NUMBER: 14656986 BUSINESS ADDRESS: STREET 1: ONE MANHATTANVILLE ROAD STREET 2: SUITE 201 CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-694-8000 MAIL ADDRESS: STREET 1: ONE MANHATTANVILLE ROAD STREET 2: SUITE 201 CITY: PURCHASE STATE: NY ZIP: 10577 D 1 primary_doc.xml X0707 D LIVE 0001600911 Apollo Total Return Fund (Exempt) LP ONE MANHATTANVILLE ROAD SUITE 201 PURCHASE NY NEW YORK 10577 914-694-8000 DELAWARE None None Limited Partnership true 2013 Joseph D. Glatt 9 West 57th Street 37th Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the GP of the GP of the Issuer Leon D. Black 9 West 57th Street 43rd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Investment Manager of the Issuer Dana Carey 9 West 57th Street 37th Floor New York NY NEW YORK 10019 Executive Officer Portfolio Manager of the Issuer Anthony Civale 9 West 57th Street 37th Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Investment Manager of the Issuer Michael Commaroto 9 West 57th Street 37th Floor New York NY NEW YORK 10019 Executive Officer Chief Executive Officer and President of Apollo Residential Mortgage, Inc. Stephanie Drescher 9 West 57th Street 34th Floor New York NY NEW YORK 10019 Executive Officer Senior Partner Jamshid Ehsani 9 West 57th Street 37th Floor New York NY NEW YORK 10019 Executive Officer Head of Apollo's Principal Structured Finance Group Jim Galowski 9 West 57th Street 37th Floor New York NY NEW YORK 10019 Executive Officer Co-head of Apollo's Corporate Structured Credit Business Ted Goldthorpe 9 West 57th Street 37th Floor New York NY NEW YORK 10019 Executive Officer Head of Apollo's U.S. Opportunistic Credit Business, President of Apollo Investment Corporation and Chief Investment Officer of Apollo Investment Management, L.P. Joshua J. Harris 9 West 57th Street 43rd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Investment Manager of the Issuer Martin B. Kelly 9 West 57th Street 43rd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Investment Manager of the Issuer Bret Leas 9 West 57th Street 37th Floor New York NY NEW YORK 10019 Executive Officer Co-head of Apollo's Corporate Structured Credit Business Michael Levitt 9 West 57th Street 37th Floor New York NY NEW YORK 10019 Executive Officer Vice-Chairman of Apollo Credit Management, LLC Frank Marra 730 5th Avenue 11th Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Investment Manager of the Issuer Cindy Z. Michel 9 West 57th Street 48th Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Investment Manager of the Issuer Joseph Moroney 9 West 57th Street 37th Floor New York NY NEW YORK 10019 Executive Officer Head of Apollo's U.S. Performing Credit Business Greg Obenshain 9 West 57th Street 37th Floor New York NY NEW YORK 10019 Executive Officer Chak Raghunathan 9 West 57th Street 37th Floor New York NY NEW YORK 10019 Executive Officer Global Head of Risk Management Marc J. Rowan 9 West 57th Street 43rd Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Investment Manager of the Issuer Robert Ruberton 25 St. George Street 3rd Floor London X0 UNITED KINGDOM W1S 1FS Executive Officer Senior Portfolio Manager for European Credit Seth Ruthen 9 West 57th Street 34th Floor New York NY NEW YORK 10019 Executive Officer Chief Product Specialist John J. Suydam 9 West 57th Street 48th Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Investment Manager of the Issuer George Travers 9 West 57th Street 43rd Floor New York NY NEW YORK 10019 Executive Officer Chief Financial Officer for the Credit Business Tolga Uzuner 9 West 57th Street 37th Floor New York NY NEW YORK 10019 Executive Officer Shari Verschell 9 West 57th Street 48th Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the Investment Manager of the Issuer Scott Weiner 9 West 57th Street 48th Floor New York NY NEW YORK 10019 Executive Officer Partner and Head of Apollo's Commercial Real Estate Debt Business Alexander Wright 9 West 57th Street 37th Floor New York NY NEW YORK 10019 Executive Officer James Zelter 9 West 57th Street 37th Floor New York NY NEW YORK 10019 Executive Officer Executive Officer of the GP of the GP of the Issuer; Executive Officer of the Investment Manager of the Issuer John Zito 9 West 57th Street 37th Floor New York NY NEW YORK 10019 Executive Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 false true true true true false 1 Indefinite 0 Indefinite false 0 0 0 0 Certain management fees will be paid to Apollo Total Return Management LLC, an entity that may be indirectly controlled by certain individuals listed in Item 3 above, as described in the Issuer's Confidential Private Placement Memorandum. false Apollo Total Return Fund (Exempt) LP /s/ Joseph D. Glatt Joseph D. Glatt Authorized Person 2014-02-28