0001140361-14-008116.txt : 20140218 0001140361-14-008116.hdr.sgml : 20140217 20140214184704 ACCESSION NUMBER: 0001140361-14-008116 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140218 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NB ALPHA CAPTURE FUND LTD. CENTRAL INDEX KEY: 0001600321 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-212040 FILM NUMBER: 14619702 BUSINESS ADDRESS: STREET 1: 605 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10158 BUSINESS PHONE: (212) 476-5900 MAIL ADDRESS: STREET 1: 605 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10158 D 1 primary_doc.xml X0707 D LIVE 0001600321 NB ALPHA CAPTURE FUND LTD. 605 THIRD AVENUE 22ND FLOOR NEW YORK NY NEW YORK 10158 (212) 476-5900 CAYMAN ISLANDS None None Corporation true 2014 - NB Alternative Investment Management LLC 605 Third Avenue 22nd Floor New York NY NEW YORK 10158 Promoter Investment Manager of Issuer Heather Zuckerman c/o Neuberger Berman Group LLC 605 Third Avenue, 22nd Floor New York NY NEW YORK 10158 Executive Officer Director Managing Director of the Issuer Joseph V. Amato c/o Neuberger Berman Group LLC 605 Third Avenue, 22nd Floor New York NY NEW YORK 10158 Executive Officer Director Managing Director of the Issuer Anthony D. Tutrone c/o NB Alternative Investment Mgmt. LLC 605 Third Avenue, 22nd Floor New York NY NEW YORK 10158 Executive Officer Director Managing Director of the Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C.7 false 2014-02-03 true true false 1000000 Neuberger Berman LLC 2908 None None 605 Third Avenue 22nd Floor New York NY NEW YORK 10158 All States false Indefinite 100700000 Indefinite false 2 125000 true 0 Includes commissions forecasted through Q3 2014 0 false NB ALPHA CAPTURE FUND LTD. /s/ Tia Lowe Tia Lowe Authorized Signatory 2014-02-14