0001599004-14-000001.txt : 20140205 0001599004-14-000001.hdr.sgml : 20140205 20140205154034 ACCESSION NUMBER: 0001599004-14-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140205 DATE AS OF CHANGE: 20140205 EFFECTIVENESS DATE: 20140205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Twain Note Issuer 3 LLC CENTRAL INDEX KEY: 0001599004 IRS NUMBER: 611726821 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-211354 FILM NUMBER: 14576066 BUSINESS ADDRESS: STREET 1: C/O TWAIN FINANCIAL PARTNERS STREET 2: 1324 WASHINGTON AVENUE, SUITE 300 CITY: ST. LOUIS STATE: MO ZIP: 60103 BUSINESS PHONE: (314) 300-4158 MAIL ADDRESS: STREET 1: C/O TWAIN FINANCIAL PARTNERS STREET 2: 1324 WASHINGTON AVENUE, SUITE 300 CITY: ST. LOUIS STATE: MO ZIP: 60103 D 1 primary_doc.xml X0707 D LIVE 0001599004 Twain Note Issuer 3 LLC C/O TWAIN FINANCIAL PARTNERS 1324 WASHINGTON AVENUE, SUITE 300 ST. LOUIS MO MISSOURI 60103 (314) 300-4158 MISSOURI None None Limited Liability Company true 2013 MATTHEW ELLIS BADLER 1324 Washington Avenue Suite 200 Saint Louis MO MISSOURI 63103 Executive Officer Executive officer of Issuer and of TWAIN SNMTC LLC, a Missouri limited liability company, the sole managing member of Issuer. Keith Alan Willy 1324 Washington Avenue Suite 200 Saint Louis MO MISSOURI 63103 Executive Officer Executive officer of Issuer and of TWAIN SNMTC LLC, a Missouri limited liability company, the sole managing member of Issuer. Marc Robert Hirshman 1324 Washington Avenue Suite 200 Saint Louis MO MISSOURI 63103 Executive Officer Executive officer of Issuer and of TWAIN SNMTC LLC, a Missouri limited liability company, the sole managing member of Issuer. Rosemary Klein 1324 Washington Avenue Suite 200 Saint Louis MO MISSOURI 63103 Executive Officer Executive officer of Issuer and of TWAIN SNMTC LLC, a Missouri limited liability company, the sole managing member of Issuer. TWAIN SNMTC LLC TWAIN SNMTC LLC 1324 Washington Avenue Suite 200 Saint Louis MO MISSOURI 63103 Executive Officer A Missouri limited liability company, being the sole managing member of Issuer. Other Banking and Financial Services Decline to Disclose 06b false 2014-01-21 false true false 1368294 N/A None N/A None N/A N/A N/A MO MISSOURI 111111 CT CONNECTICUT NE NEBRASKA false 9121962 9121962 0 false 3 0 0 NO BROKERS USED; NO SALES COMMISSIONS OWED. 0 NONE; EXCEPT IN THE ORDINARY COURSE OF BUSINESS. false Twain Note Issuer 3 LLC ANTHONY J. ZEOLI ANTHONY J. ZEOLI, ESQ ATTORNEY 2014-02-05