0000950103-14-000996.txt : 20140211 0000950103-14-000996.hdr.sgml : 20140211 20140211133005 ACCESSION NUMBER: 0000950103-14-000996 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140211 DATE AS OF CHANGE: 20140211 EFFECTIVENESS DATE: 20140211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAP IV Private Investors, LLC CENTRAL INDEX KEY: 0001598446 IRS NUMBER: 611726522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-211674 FILM NUMBER: 14592944 BUSINESS ADDRESS: STREET 1: C/O J.P. MORGAN PRIVATE INVESTMENTS INC. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-464-1241 MAIL ADDRESS: STREET 1: C/O J.P. MORGAN PRIVATE INVESTMENTS INC. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 D 1 primary_doc.xml X0707 D LIVE 0001598446 CAP IV Private Investors, LLC C/O J.P. MORGAN PRIVATE INVESTMENTS INC. 270 PARK AVENUE, 5TH FLOOR NEW YORK NY NEW YORK 10017 212-464-1282 DELAWARE None None Limited Liability Company true 2013 - J.P. Morgan Private Investments Inc. 270 PARK AVENUE NEW YORK NY NEW YORK 10017 Executive Officer Promoter Administrator of the Issuer Jon Herrick 190 Elgin Avenue George Town GRAND CAYMAN E9 CAYMAN ISLANDS KYI-9005 Director Director of Issuer Christopher Bryan 190 Elgin Avenue George Town GRAND CAYMAN E9 CAYMAN ISLANDS KYI-9005 Director Director of Issuer Jote Kassa C/O J.P. MORGAN PRIVATE INVESTMENTS INC. 270 PARK AVENUE NEW YORK NY NEW YORK 10017 Director Director of J.P. Morgan Private Investments Inc., Administrator David Wezdenko C/O J.P. MORGAN PRIVATE INVESTMENTS INC. 270 PARK AVENUE NEW YORK NY NEW YORK 10017 Director Director of J.P. Morgan Private Investments Inc., Administrator Margaret Conklin C/O J.P. MORGAN PRIVATE INVESTMENTS INC. 270 PARK AVENUE NEW YORK NY NEW YORK 10017 Director Director of J.P. Morgan Private Investments Inc., Administrator Robert Klein C/O J.P. MORGAN PRIVATE INVESTMENTS INC. 270 PARK AVENUE NEW YORK NY NEW YORK 10017 Director Director of J.P. Morgan Private Investments Inc., Administrator Glenn Hill C/O J.P. MORGAN PRIVATE INVESTMENTS INC. 270 PARK AVENUE NEW YORK NY NEW YORK 10017 Director Director of J.P. Morgan Private Investments Inc., Administrator Thomas McGraw C/O J.P. MORGAN PRIVATE INVESTMENTS INC. 270 PARK AVENUE NEW YORK NY NEW YORK 10017 Director Director of J.P. Morgan Private Investments Inc., Administrator Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 false 2014-02-04 false true true false 100000 J.P. Morgan Securities LLC 079 None None 270 PARK AVENUE NEW YORK NY NEW YORK 10017 All States false Indefinite 125500000 Indefinite false 125 0 0 Investors buying interests (other than investors for whom the Administrator exercises investment discretion) may pay a one time upfront fee of up to 2%. This fee is not an issuer expense, so it is not reflected as a sales commission or finder's fee. 0 false CAP IV Private Investors, LLC /s/ Michael J. Chiaravalloti Michael J. Chiaravalloti Managing Director, J.P. Morgan Private Investments Inc. 2014-02-11