0001140361-16-067994.txt : 20160601 0001140361-16-067994.hdr.sgml : 20160601 20160601103604 ACCESSION NUMBER: 0001140361-16-067994 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160601 DATE AS OF CHANGE: 20160601 EFFECTIVENESS DATE: 20160601 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lyxor/Marshall Wace TOPS European Fund Ltd CENTRAL INDEX KEY: 0001598202 IRS NUMBER: 000000000 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 0529 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-211447 FILM NUMBER: 161688245 BUSINESS ADDRESS: STREET 1: 18 ESPLANADE CITY: ST. HELIER STATE: Y9 ZIP: JE4 8RT BUSINESS PHONE: 212-278-5828 MAIL ADDRESS: STREET 1: 18 ESPLANADE CITY: ST. HELIER STATE: Y9 ZIP: JE4 8RT FORMER COMPANY: FORMER CONFORMED NAME: Lyxor-Marshall Wace TOPS European Fund Ltd DATE OF NAME CHANGE: 20140124 D/A 1 primary_doc.xml X0707 D/A LIVE 0001598202 Lyxor/Marshall Wace TOPS European Fund Ltd 18 ESPLANADE ST. HELIER Y9 JERSEY JE4 8RT 212-205-4100 JERSEY None Lyxor-Marshall Wace TOPS European Fund Ltd Other Jersey company with limited liability true Anita Philippe 18 Esplanade St. Helier Y9 JERSEY JE4 8PR Director Tarlochan Singh Bolla 18 Esplanade St. Helier Y9 JERSEY JE4 8PR Director Ingrid Martin 17 Cours Valmy Paris La Defense I0 FRANCE 92987 Director Patrick Da 17 Cours Valmy Paris La Defense I0 FRANCE 92987 Director . SG Hambros Fund Managers (Jersey) Limited 18 Esplanade St. Helier Y9 JERSEY JE4 8PR Promoter Manager of Issuer . Lyxor Asset Management S.A.S. 17 Cours Valmy Paris La Defense I0 FRANCE 92987 Promoter Submanager of Issuer John Boothman Little Court Mont Cambrai St. Lawrence Y9 JERSEY JE3 1JN Director Stephen Folland Grand Vue, Flat 2 74 New St. John's Road St. Helier Y9 JERSEY JE2 3LE Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C.7 true 0001140361-15-022516 2014-01-22 true true true false 100000 SG Americas Securities, LLC 128351 SG Americas Securities, LLC 128351 245 Park Avenue New York NY NEW YORK 10167 All States false Indefinite 1185000 Indefinite Includes only securities sold to US investors by the issuer in reliance on Regulation D (e.g. excludes securities sold to non-US investors in reliance on Regulation S) false 1 0 true 0 true Pursuant to contractual agreements between Lyxor & SGAS, SGAS may receive payments from Lyxor out of the fees paid to Lyxor by the Issuer. Payment amounts will be fixed between Lyxor & SGAS & will not be a charge to the Issuer or investors in the Issuer. 0 true The majority of the Issuer's directors are employees of Lyxor or its affiliates and are not paid to act as directors. The two paid directors are paid by the Issuer's manager for the overall funds of the platform and not by each individual fund. false Lyxor/Marshall Wace TOPS European Fund Ltd /s/ David Held David Held Attorney-in-Fact 2016-05-25