0001140361-14-005045.txt : 20140206 0001140361-14-005045.hdr.sgml : 20140206 20140206160102 ACCESSION NUMBER: 0001140361-14-005045 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140206 DATE AS OF CHANGE: 20140206 EFFECTIVENESS DATE: 20140206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lyxor/Marshall Wace TOPS European Fund Ltd CENTRAL INDEX KEY: 0001598202 IRS NUMBER: 000000000 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 0529 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-211447 FILM NUMBER: 14580086 BUSINESS ADDRESS: STREET 1: 18 ESPLANADE CITY: ST. HELIER STATE: Y9 ZIP: JE4 8RT BUSINESS PHONE: 212-278-5828 MAIL ADDRESS: STREET 1: 18 ESPLANADE CITY: ST. HELIER STATE: Y9 ZIP: JE4 8RT FORMER COMPANY: FORMER CONFORMED NAME: Lyxor-Marshall Wace TOPS European Fund Ltd DATE OF NAME CHANGE: 20140124 D 1 primary_doc.xml X0707 D LIVE 0001598202 Lyxor/Marshall Wace TOPS European Fund Ltd 18 ESPLANADE ST. HELIER Y9 JERSEY JE4 8RT 212-278-5828 JERSEY None Lyxor-Marshall Wace TOPS European Fund Ltd Limited Liability Company true Anita Helene Philippe 18 Esplanade St. Helier Y9 JERSEY JE4 8PR Director Tarlochan Singh Bolla 18 Esplanade St. Helier Y9 JERSEY JE4 8PR Director Ingrid Martin 17 Cours Valmy Paris La Defense I0 FRANCE 92987 Director Lionel Paquin 17 Cours Valmy Paris La Defense I0 FRANCE 92987 Director John Campbell Boothman 18 Esplanade St. Helier Y9 JERSEY JE4 8PR Director Stephen James Folland Grand Vue, Flat 2 74 New St. John?s Road St. Helier Y9 JERSEY JE2 3LE Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C.7 false 2014-01-22 true true true false 100000 SG Americas Securities, LLC 128351 None None 245 Park Avenue New York NY NEW YORK 10167 All States false Indefinite 715000 Indefinite false 1 0 true 0 true SG Americas Securities, LLC is paid a continuing fee, out of the administrative fee, based on the fund's net asset value ("NAV"). 0 false Lyxor/Marshall Wace TOPS European Fund Ltd /s/ Gary L. Beckham Gary L. Beckham Attorney-in-Fact 2014-02-03