0001597196-14-000002.txt : 20140220 0001597196-14-000002.hdr.sgml : 20140220 20140220162405 ACCESSION NUMBER: 0001597196-14-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20140220 DATE AS OF CHANGE: 20140220 EFFECTIVENESS DATE: 20140220 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swan Group Holdings, LTD CENTRAL INDEX KEY: 0001597196 IRS NUMBER: 000000000 STATE OF INCORPORATION: D0 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-212267 FILM NUMBER: 14629920 BUSINESS ADDRESS: STREET 1: 25 CHURCH ST CITY: HAMILTON STATE: D0 ZIP: HMCX BUSINESS PHONE: 441-295-7015 MAIL ADDRESS: STREET 1: 25 CHURCH ST CITY: HAMILTON STATE: D0 ZIP: HMCX D 1 primary_doc.xml X0707 D LIVE 0001597196 Swan Group Holdings, LTD 25 CHURCH ST HAMILTON D0 BERMUDA HMCX 441-295-7015 BERMUDA None None Corporation true 2013 Randy Swan 25 Church St Hamilton D0 BERMUDA HMCX Executive Officer Chairman Jonathan James Royston Dodd 25 Church St Hamilton D0 BERMUDA HMCX Executive Officer CFO Joseph Taussig III 25 Chruch St Hamilton D0 BERMUDA HMCX Director Morrison Gregory 25 Church St Hamilton D0 BERMUDA HMCX Executive Officer CEO Other No Revenues 06c false true false true false 1000000 Middlebury Securities 122602 None None 1043 Sheep Farm Rd Weybridge VT VERMONT 05753 All States false Indefinite 0 Indefinite false 0 0 true 0 Middlebury Securities LLC will receive 5% fee on all investments they introduce 0 false Swan Group Holdings, LTD Meg Howard Meg Howard Coordinator 2014-02-20