0001597136-17-000002.txt : 20171117 0001597136-17-000002.hdr.sgml : 20171117 20171117142202 ACCESSION NUMBER: 0001597136-17-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20171117 DATE AS OF CHANGE: 20171117 EFFECTIVENESS DATE: 20171117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Compliance Science, Inc. CENTRAL INDEX KEY: 0001597136 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-299045 FILM NUMBER: 171210570 BUSINESS ADDRESS: STREET 1: 875 AVENUE OF THE AMERICAS STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-327-1533 MAIL ADDRESS: STREET 1: 875 AVENUE OF THE AMERICAS STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 D 1 primary_doc.xml X0708 D LIVE 0001597136 Compliance Science, Inc. 875 AVENUE OF THE AMERICAS 12TH FLOOR NEW YORK NY NEW YORK 10001 212-327-1533 DELAWARE None None Corporation true 2013 Jean-Marc Levy c/o Compliance Science, Inc. 875 Avenue of the Americas, 12th Floor New York NY NEW YORK 10001 Executive Officer Director Chief Executive Officer Robert Mattes c/o Compliance Science, Inc. 875 Avenue of the Americas, 12th Floor New York NY NEW YORK 10001 Executive Officer Chief Financial Officer and Secretary Michael D'Angelo c/o Compliance Science, Inc. 875 Avenue of the Americas, 12th Floor New York NY NEW YORK 10001 Director Mitchel Kraskin c/o Compliance Science, Inc. 875 Avenue of the Americas, 12th Floor New York NY NEW YORK 10001 Director Christopher Sugden c/o Edison Venture Fund VII, LP 281 Whiterspoon Street Princeton NJ NEW JERSEY 08540 Director Ronald Gould c/o Compliance Science, Inc. 875 Avenue of the Americas, 12th Floor New York NY NEW YORK 10001 Director Glenn Stevens c/o Compliance Science, Inc. 875 Avenue of the Americas, 12th Floor New York NY NEW YORK 10001 Director David Eisner c/o Compliance Science, Inc. 875 Avenue of the Americas, 12th Floor New York NY NEW YORK 10001 Executive Officer Director Executive Chairman Other Technology Decline to Disclose 06b false 2017-10-18 false true true true false 1 8222502 8222502 0 This filing covers the sale and issuance of Series C Preferred Stock, Warrants to purchase Series C Preferred Stock, and the underlying Common Stock issuable upon conversion thereof. false 2 0 0 0 false Compliance Science, Inc. Jean-Marc Levy Jean-Marc Levy Chief Executive Officer 2017-11-17