0001597136-16-000001.txt : 20160712 0001597136-16-000001.hdr.sgml : 20160712 20160712170012 ACCESSION NUMBER: 0001597136-16-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160712 DATE AS OF CHANGE: 20160712 EFFECTIVENESS DATE: 20160712 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Compliance Science, Inc. CENTRAL INDEX KEY: 0001597136 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-266846 FILM NUMBER: 161764417 BUSINESS ADDRESS: STREET 1: 386 PARK AVENUE SOUTH, SUITE 1650 CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-327-1533 MAIL ADDRESS: STREET 1: 386 PARK AVENUE SOUTH, SUITE 1650 CITY: NEW YORK STATE: NY ZIP: 10016 D 1 primary_doc.xml X0707 D LIVE 0001597136 Compliance Science, Inc. 875 Avenue of the Americas 12th Floor NEW YORK NY NEW YORK 10001 212-327-1533 DELAWARE None None Corporation true 2013 Jean-Marc Levy c/o Compliance Science, Inc. 875 Avenue of the Americas, 12th Floor New York NY NEW YORK 10001 Executive Officer Chief Executive Officer Robert Mattes c/o Compliance Science, Inc. 875 Avenue of the Americas, 12th Floor New York NY NEW YORK 10001 Executive Officer Chief Financial Officer and Secretary Michael D'Angelo c/o Compliance Science, Inc. 875 Avenue of the Americas, 12th Floor New York NY NEW YORK 10001 Director Mitchel Kraskin c/o Compliance Science, Inc. 875 Avenue of the Americas, 12th Floor New York NY NEW YORK 10001 Director Christopher Sugden c/o Edison Venture Fund VII, LP 281 Witherspoon Street Princeton NJ NEW JERSEY 08540 Director Ronald Gould c/o Compliance Science, Inc. 875 Avenue of the Americas, 12th Floor New York NY NEW YORK 10001 Director Glenn Stevens c/o Compliance Science, Inc. 875 Avenue of the Americas, 12th Floor New York NY NEW YORK 10001 Director David Eisner c/o Compliance Science, Inc. 875 Avenue of the Americas, 12th Floor New York NY NEW YORK 10001 Executive Officer Director Executive Chairman Other Technology Decline to Disclose 06b false 2016-05-19 false true false 1 2999992 2999992 0 This filing covers the sale and issuance of Series B Preferred Stock and the underlying Common Stock issuable upon conversion thereof. false 1 0 0 0 false Compliance Science, Inc. /s/Jean-Marc Levy Jean-Marc Levy Chief Executive Officer 2016-07-11