0001597111-21-000001.txt : 20210104 0001597111-21-000001.hdr.sgml : 20210104 20210104133612 ACCESSION NUMBER: 0001597111-21-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20210104 DATE AS OF CHANGE: 20210104 EFFECTIVENESS DATE: 20210104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMPERY TAX EFFICIENT, LP CENTRAL INDEX KEY: 0001597111 IRS NUMBER: 383922633 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-210229 FILM NUMBER: 21501060 BUSINESS ADDRESS: STREET 1: 1 ROCKEFELLER PLAZA STREET 2: SUITE 1205 CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-608-3300 MAIL ADDRESS: STREET 1: 1 ROCKEFELLER PLAZA STREET 2: SUITE 1205 CITY: NEW YORK STATE: NY ZIP: 10020 D/A 1 primary_doc.xml X0708 D/A LIVE 0001597111 EMPERY TAX EFFICIENT, LP C/O EMPERY ASSET MANAGEMENT, LP 1 ROCKEFELLER PLAZA, SUITE 1205 NEW YORK NY NEW YORK 10020 212-608-3300 DELAWARE None None Limited Partnership true RYAN MATTHEW LANE C/O EMPERY ASSET MANAGEMENT, LP 1 ROCKEFELLER PLAZA SUITE 1205 NEW YORK NY NEW YORK 10020 Executive Officer THE MANAGING MEMBER OF THE GENERAL PARTNER- EMPERY GP, LLC MARTIN DAVID HOE C/O EMPERY ASSET MANAGEMENT, LP 1 ROCKEFELLER PLAZA SUITE 1205 NEW YORK NY NEW YORK 10020 Executive Officer THE MANAGING MEMBER OF THE GENERAL PARTNER-EMPERY GP, LLC - EMPERY GP, LLC 1 Rockefeller Plaza, Suite 1205 New York NY NEW YORK 10020 Executive Officer GENERAL PARTNER - EMPERY ASSET MANAGEMENT, LP 1 Rockefeller Plaza, Suite 1205 New York NY NEW YORK 10020 Promoter INVESTMENT MANAGER Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001597111-20-000001 2014-02-01 true true true false 0 Indefinite 19173965 Indefinite false 23 0 0 0 CUSTOMARY ADVISORY FEES WILL BE PAID TO INVESTMENT MANAGER AS DESCRIBED IN THE ISSUER'S OFFERING MATERIALS false EMPERY TAX EFFICIENT, LP /s/ Ryan M. Lane RYAN M LANE MANAGING MEMBER OF THE GP 2021-01-04