0001595379-19-000002.txt : 20190802 0001595379-19-000002.hdr.sgml : 20190802 20190802140617 ACCESSION NUMBER: 0001595379-19-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20190802 DATE AS OF CHANGE: 20190802 EFFECTIVENESS DATE: 20190802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DSC Trading, LLC CENTRAL INDEX KEY: 0001595379 IRS NUMBER: 203512927 STATE OF INCORPORATION: FL FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-335246 FILM NUMBER: 19995382 BUSINESS ADDRESS: STREET 1: 21113 JOHNSON ST. STREET 2: UNIT 107 CITY: PEMBROKE PINES STATE: FL ZIP: 33029 BUSINESS PHONE: 305-794-3010 MAIL ADDRESS: STREET 1: 21113 JOHNSON ST. STREET 2: UNIT 107 CITY: PEMBROKE PINES STATE: FL ZIP: 33029 D/A 1 primary_doc.xml X0708 D/A LIVE 0001595379 DSC Trading, LLC 21113 JOHNSON ST. UNIT 107 PEMBROKE PINES FL FLORIDA 33029 305-794-3010 FLORIDA None None Limited Liability Company true Mark Wise 21113 Johnson Street Unit 107 Pembroke Pines FL FLORIDA 33029 Executive Officer Other Decline to Disclose 06c true 0001595379-19-000001 2019-03-18 false true false 25000 Bruce V Roberts 1489110 Carolina Financial Securites, LLC 41970 100 Elks Club Road Brevard NC NORTH CAROLINA 28712 IL ILLINOIS GA GEORGIA AZ ARIZONA FL FLORIDA NC NORTH CAROLINA false Bruce B Smith 2332178 Carolina Financial Securities, LLC 41970 10 Corbin Drive Darien CT CONNECTICUT 06820 WA WASHINGTON GA GEORGIA CT CONNECTICUT OH OHIO IA IOWA FL FLORIDA CA CALIFORNIA OR OREGON false Jerome E Connollly 1881584 Carolina Financial Securities, LLC 1881584 100 Elks Club Road Brevard NC NORTH CAROLINA 28712 MD MARYLAND false Phillip Nash Roberts 6182908 Carolina Financial Securities, LLC 41970 16 W Martin Street Raleigh NC NORTH CAROLINA 27601 VA VIRGINIA NY NEW YORK OH OHIO TX TEXAS FL FLORIDA CA CALIFORNIA NC NORTH CAROLINA false Peter S Milhaupt 728310 Carolina Financial Securities, LLC 41970 10 Corbin Drive Darien CT CONNECTICUT 06840 CT CONNECTICUT false John W Stanier 4811895 Carolina Financial Securities, LLC 41970 100 Elks Club Road Brevard NC NORTH CAROLINA 28712 CT CONNECTICUT false Bruce V Roberts 1489110 Carofin, LLC 298717 100 Elks Club Road Brevard NC NORTH CAROLINA 28712 NC NORTH CAROLINA false 5000000 4426910 573090 $4,426,910 sold as 506(b) offering. false 52 180000 true 0 2.0% of Loan participation for investors currently participating in Company indebtedness and 4.0% for participation by new investors. Up to 50% of such placement fees may be paid to Carofin, LLC for its assistance in the placement of the Notes. 0 false DSC Trading, LLC Mark Wise Mark Wise CEO 2019-08-02