0001437749-19-023449.txt : 20191122 0001437749-19-023449.hdr.sgml : 20191122 20191122155843 ACCESSION NUMBER: 0001437749-19-023449 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20191122 DATE AS OF CHANGE: 20191122 EFFECTIVENESS DATE: 20191122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Genprex, Inc. CENTRAL INDEX KEY: 0001595248 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 900772347 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-354072 FILM NUMBER: 191241437 BUSINESS ADDRESS: STREET 1: 1601 TRINITY STREET, BLDG. B STREET 2: SUITE 3.322 CITY: AUSTIN STATE: TX ZIP: 78712 BUSINESS PHONE: 512-537-7997 MAIL ADDRESS: STREET 1: 1601 TRINITY STREET, BLDG. B STREET 2: SUITE 3.322 CITY: AUSTIN STATE: TX ZIP: 78712 D 1 primary_doc.xml X0708 D LIVE 0001595248 Genprex, Inc. 1601 Trinity Street, Bldg. B, Ste 3322 Austin TX TEXAS 78712 512-370-4081 TEXAS None None Corporation true John Rodney Varner 1601 Trinity Street, Bldg. B, Ste 3322 Austin TX TEXAS 78712 Executive Officer Director Ryan M. Confer 1601 Trinity Street, Bldg. B, Ste 3322 Austin TX TEXAS 78712 Executive Officer Julien Pham 1601 Trinity Street, Bldg. B, Ste 3322 Austin TX TEXAS 78712 Executive Officer David E. Friedman 1601 Trinity Street, Bldg. B, Ste 3322 Austin TX TEXAS 78712 Director Robert W. Pearson 1601 Trinity Street, Bldg. B, Ste 3322 Austin TX TEXAS 78712 Director Biotechnology Decline to Disclose 06b false 2019-11-22 false true true false 0 Joseph Gunnar & Co., LLC 24795 None None 30 Broad Street, 11th Floor New York NY NEW YORK 10004 IL ILLINOIS NJ NEW JERSEY NY NEW YORK 1457274 0 1457274 Represents an aggregate exercise price of warrants to purchase 3,167,986 shares of common stock which were issued in connection with an offering of 3,167,986 shares of common stock issued in a registered direct offering (the "RDO"). false 2 88704 true 0 Represents 7% of the gross proceeds from the sale of securities in the RDO and concurrent private placement of warrants. Excludes reimbursement of legal expenses and warrants issued to the placement agent. 0 false Genprex, Inc. /s/ J. Rodney Varner J. Rodney Varner Chief Executive Officer 2019-11-22