0001594522-13-000001.txt : 20131217 0001594522-13-000001.hdr.sgml : 20131217 20131217151847 ACCESSION NUMBER: 0001594522-13-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20131217 DATE AS OF CHANGE: 20131217 EFFECTIVENESS DATE: 20131217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Roth Allegiance I, LLC CENTRAL INDEX KEY: 0001594522 IRS NUMBER: 463736783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-208156 FILM NUMBER: 131281708 BUSINESS ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE CITY: NERWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 800-678-9147 MAIL ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE CITY: NERWPORT BEACH STATE: CA ZIP: 92660 D 1 primary_doc.xml X0707 D LIVE 0001594522 Roth Allegiance I, LLC 888 SAN CLEMENTE DRIVE NEWPORT BEACH CA CALIFORNIA 92660 800-678-9147 DELAWARE None None Limited Liability Company true 2013 n/a Roth Capital Partners, LLC 888 San Clemente Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Director Managing Member of Roth Allegiance I, LLC Pooled Investment Fund Venture Capital Fund false Decline to Disclose 06b false 2013-12-06 false true true false 1 Roth Capital Partners, LLC 15407 None None 888 San Clemente Drive Newport Beach CA CALIFORNIA 92660 All States false 5000000 1045110 3954890 false 15 300000 0 Assumes maximum dollar amount of sales and maximum commission amount on each sale. 300000 Assumes maximum dollar amount of sales and maximum commission on each sale. false Roth Allegiance I, LLC /s/ Shawn Rogers Shawn Rogers Managing Director of the Managing Member 2013-12-17