0000943663-13-000211.txt : 20131216 0000943663-13-000211.hdr.sgml : 20131216 20131216132531 ACCESSION NUMBER: 0000943663-13-000211 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20131216 DATE AS OF CHANGE: 20131216 EFFECTIVENESS DATE: 20131216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXA IM U.S. HIGH YIELD FUND, LLC CENTRAL INDEX KEY: 0001593855 IRS NUMBER: 463628478 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-208042 FILM NUMBER: 131278486 BUSINESS ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE, 4TH FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-548-4200 MAIL ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE, 4TH FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 D 1 primary_doc.xml X0707 D LIVE 0001593855 AXA IM U.S. HIGH YIELD FUND, LLC 100 WEST PUTNAM AVENUE, 4TH FLOOR GREENWICH CT CONNECTICUT 06830 203-548-4200 DELAWARE None None Limited Liability Company true 2013 N/A AXA Investment Managers, Inc. 100 West Putnam Avenue, 4th Floor Greenwich CT CONNECTICUT 06830 Promoter Managing member of the Issuer ("Managing Member") Jurgen Frietsch 100 West Putnam Avenue, 4th Floor Greenwich CT CONNECTICUT 06830 Executive Officer Chief Operating Officer of the Managing Member Xavier Thomin 100 West Putnam Avenue, 4th Floor Greenwich CT CONNECTICUT 06830 Executive Officer Executive Officer of the Managing Member Marcello Arona 100 West Putnam Avenue, 4th Floor Greenwich CT CONNECTICUT 06830 Executive Officer Executive Officer of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 false true true true false 5000000 Indefinite 0 Indefinite false 0 0 0 0 false AXA IM U.S. HIGH YIELD FUND, LLC /s/ Jurgen Frietsch Jurgen Frietsch Chief Operating Officer of the Managing Member 2013-12-13