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The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete.
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D
Notice of Exempt Offering of Securities
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| OMB APPROVAL |
| OMB Number: |
3235-0076 |
| Estimated average burden |
| hours per response: |
4.00 |
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1. Issuer's Identity
| CIK (Filer ID Number) |
Previous Names |
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Entity Type |
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0001593625
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Corporation |
| X |
Limited Partnership |
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Limited Liability Company |
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General Partnership |
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Business Trust |
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Other (Specify) |
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| Name of Issuer |
| PATH AMERICA TOWER, LP |
| Jurisdiction of Incorporation/Organization |
| WASHINGTON |
| Year of Incorporation/Organization |
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Over Five Years Ago |
| X |
Within Last Five Years (Specify Year) |
2013 |
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Yet to Be Formed |
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2. Principal Place of Business and Contact Information
| Name of Issuer |
| PATH AMERICA TOWER, LP |
| Street Address 1 |
Street Address 2 |
| 2804 Grand Avenue, Suite 308 |
| City |
State/Province/Country |
ZIP/PostalCode |
Phone Number of Issuer |
| EVERETT |
WASHINGTON |
98201 |
(425)304-1000 |
3. Related Persons
| Last Name |
First Name |
Middle Name |
| Dargey |
Lobsang |
| Street Address 1 |
Street Address 2 |
| PO Box 13261 |
| City |
State/Province/Country |
ZIP/PostalCode |
| Everett |
WASHINGTON |
98206 |
| Relationship: |
X |
Executive Officer |
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Director |
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Promoter |
Clarification of Response (if Necessary):
4. Industry Group
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Agriculture |
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Banking & Financial Services |
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Commercial Banking |
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Insurance |
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Investing |
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Investment Banking |
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Pooled Investment Fund |
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Is the issuer registered as an investment company under the Investment Company Act of 1940? |
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Other Banking & Financial Services |
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Business Services |
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Energy |
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Health Care |
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Manufacturing |
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Real Estate |
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Retailing |
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Restaurants |
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Technology |
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Travel |
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Tourism & Travel Services |
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Other |
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5. Issuer Size
| Revenue Range |
OR |
Aggregate Net Asset Value Range |
| X |
No Revenues |
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No Aggregate Net Asset Value |
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$1 - $1,000,000 |
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$1 - $5,000,000 |
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$1,000,001 - $5,000,000 |
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$5,000,001 - $25,000,000 |
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$5,000,001 - $25,000,000 |
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$25,000,001 - $50,000,000 |
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$25,000,001 - $100,000,000 |
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$50,000,001 - $100,000,000 |
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Over $100,000,000 |
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Over $100,000,000 |
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Decline to Disclose |
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Decline to Disclose |
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Not Applicable |
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Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
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Rule 504(b)(1) (not (i), (ii) or (iii)) |
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Rule 504 (b)(1)(i) |
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Rule 504 (b)(1)(ii) |
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Rule 504 (b)(1)(iii) |
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Rule 505 |
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| X |
Rule 506(b) |
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Rule 506(c) |
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Securities Act Section 4(a)(5) |
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Investment Company Act Section 3(c) |
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Section 3(c)(1) |
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Section 3(c)(9) |
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Section 3(c)(2) |
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Section 3(c)(10) |
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Section 3(c)(3) |
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Section 3(c)(11) |
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Section 3(c)(4) |
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Section 3(c)(12) |
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Section 3(c)(5) |
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Section 3(c)(13) |
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Section 3(c)(6) |
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Section 3(c)(14) |
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7. Type of Filing
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New Notice |
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Date of First Sale |
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X |
First Sale Yet to Occur |
| X |
Amendment |
8. Duration of Offering
| Does the Issuer intend this offering to last more than one year? |
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9. Type(s) of Securities Offered (select all that apply)
| X |
Equity |
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Pooled Investment Fund Interests |
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Debt |
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Tenant-in-Common Securities |
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Option, Warrant or Other Right to Acquire Another Security |
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Mineral Property Securities |
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Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security |
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Other (describe) |
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10. Business Combination Transaction
| Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
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Clarification of Response (if Necessary):
11. Minimum Investment
| Minimum investment accepted from any outside investor |
$500,000 |
USD |
12. Sales Compensation
| Recipient |
| Recipient CRD Number |
X |
None |
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| Catherine Zhang |
None |
| (Associated) Broker or Dealer |
X |
None |
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| (Associated) Broker or Dealer CRD Number |
X |
None |
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| Beijing Kaisheng Union Exit-entry Affairs Service Co. Ltd |
None |
| Street Address 1 |
Street Address 2 |
| 5/F, Central Tower, China Overseas Plaza |
Guanghua Dongli, Chaoyang District |
| City |
State/Province/Country |
ZIP/Postal Code |
| Beijing City |
CHINA |
100020 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States |
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All States |
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| Recipient |
| Recipient CRD Number |
X |
None |
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| Sam Ma |
None |
| (Associated) Broker or Dealer |
X |
None |
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| (Associated) Broker or Dealer CRD Number |
X |
None |
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| Hangzhou Cansine Immigration Consultancy Co.,Ltd |
None |
| Street Address 1 |
Street Address 2 |
| Rm 702-703 No.1 Tower, Intl SunYard Bldg |
No. 1750, JiangHong Road |
| City |
State/Province/Country |
ZIP/Postal Code |
| Hangzhou City |
CHINA |
310000 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States |
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All States |
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| Recipient |
| Recipient CRD Number |
X |
None |
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| Yang Dan |
None |
| (Associated) Broker or Dealer |
X |
None |
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| (Associated) Broker or Dealer CRD Number |
X |
None |
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| Dalian Can-Austra Information Consulting |
None |
| Street Address 1 |
Street Address 2 |
| Room AB, Floor 12, Intl Financial Center |
No. 15 Renmin Road, Zhongshan District |
| City |
State/Province/Country |
ZIP/Postal Code |
| Dalian City |
CHINA |
116000 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States |
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All States |
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| Recipient |
| Recipient CRD Number |
X |
None |
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| Xi Jing |
None |
| (Associated) Broker or Dealer |
X |
None |
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| (Associated) Broker or Dealer CRD Number |
X |
None |
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| Dalian Can-Austra Information Consulting |
None |
| Street Address 1 |
Street Address 2 |
| Room AB, Floor 12, Intl Financial Center |
No. 15 Renmin Road, Zhongshan District |
| City |
State/Province/Country |
ZIP/Postal Code |
| Dalian City |
CHINA |
116000 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States |
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All States |
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| Recipient |
| Recipient CRD Number |
X |
None |
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| Kong Qiu |
None |
| (Associated) Broker or Dealer |
X |
None |
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| (Associated) Broker or Dealer CRD Number |
X |
None |
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| Dalian Can-Austra Information Consulting |
None |
| Street Address 1 |
Street Address 2 |
| Room AB, Floor 12, Intl Financial Center |
No. 15 Renmin Road, Zhongshan District |
| City |
State/Province/Country |
ZIP/Postal Code |
| Dalian City |
CHINA |
116000 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States |
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All States |
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| Recipient |
| Recipient CRD Number |
X |
None |
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| Louis Gao |
None |
| (Associated) Broker or Dealer |
X |
None |
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| (Associated) Broker or Dealer CRD Number |
X |
None |
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| Tangshan CAIC Investment Service Co., Ltd. |
None |
| Street Address 1 |
Street Address 2 |
| B2104 Wanda Plaza Shopping Center |
Lunan District |
| City |
State/Province/Country |
ZIP/Postal Code |
| Tangshan City |
CHINA |
063000 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States |
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All States |
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| Recipient |
| Recipient CRD Number |
X |
None |
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| Zhou Haihong |
None |
| (Associated) Broker or Dealer |
X |
None |
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| (Associated) Broker or Dealer CRD Number |
X |
None |
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| Zhejiang Firstway Consultant Co., Ltd. |
None |
| Street Address 1 |
Street Address 2 |
| Tower B-E, Floor 8 |
Zhongtian Building, No. 173 Yugu Road |
| City |
State/Province/Country |
ZIP/Postal Code |
| Hangzhou City, Zhejiang Prov. |
CHINA |
310000 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States |
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All States |
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| Recipient |
| Recipient CRD Number |
X |
None |
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| Leslie Liu |
None |
| (Associated) Broker or Dealer |
X |
None |
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| (Associated) Broker or Dealer CRD Number |
X |
None |
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| Zhejiang Firstway Consultant Co., Ltd. |
None |
| Street Address 1 |
Street Address 2 |
| Tower B-E, Floor 8 |
Zhongtian Building, No. 173 Yugu Road |
| City |
State/Province/Country |
ZIP/Postal Code |
| Hangzhou City, Zhejiang Prov. |
CHINA |
310000 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States |
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All States |
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| Recipient |
| Recipient CRD Number |
X |
None |
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| Li Jiangmei |
None |
| (Associated) Broker or Dealer |
X |
None |
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| (Associated) Broker or Dealer CRD Number |
X |
None |
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| Zhejiang Firstway Consultant Co., Ltd. |
None |
| Street Address 1 |
Street Address 2 |
| Tower B-E, Floor 8 |
Zhongtian Building, No. 173 Yugu Road |
| City |
State/Province/Country |
ZIP/Postal Code |
| Hangzhou City, Zhejiang Prov. |
CHINA |
310000 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States |
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All States |
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| Recipient |
| Recipient CRD Number |
X |
None |
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| Dai Hefang |
None |
| (Associated) Broker or Dealer |
X |
None |
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| (Associated) Broker or Dealer CRD Number |
X |
None |
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| Quanzhou GULDWING Entry-exit Consultation Co., Ltd |
None |
| Street Address 1 |
Street Address 2 |
| Floor 11, Caihong Building |
No.16 Caihong South Road |
| City |
State/Province/Country |
ZIP/Postal Code |
| Ningbo City |
CHINA |
315000 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States |
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All States |
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| Recipient |
| Recipient CRD Number |
X |
None |
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| Hong Jingxin |
None |
| (Associated) Broker or Dealer |
X |
None |
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| (Associated) Broker or Dealer CRD Number |
X |
None |
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| Quanzhou GULDWING Entry-exit Consultation Co., Ltd |
None |
| Street Address 1 |
Street Address 2 |
| Floor 11, Caihong Building |
No.16 Caihong South Road |
| City |
State/Province/Country |
ZIP/Postal Code |
| Ningbo City |
CHINA |
315000 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States |
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All States |
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| Recipient |
| Recipient CRD Number |
X |
None |
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| Luo Jinfeng |
None |
| (Associated) Broker or Dealer |
X |
None |
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| (Associated) Broker or Dealer CRD Number |
X |
None |
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| Quanzhou GULDWING Entry-exit Consultation Co., Ltd |
None |
| Street Address 1 |
Street Address 2 |
| Floor 11, Caihong Building |
No.16 Caihong South Road |
| City |
State/Province/Country |
ZIP/Postal Code |
| Ningbo City |
CHINA |
315000 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States |
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All States |
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| Recipient |
| Recipient CRD Number |
X |
None |
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| Echo DX Liang |
None |
| (Associated) Broker or Dealer |
X |
None |
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| (Associated) Broker or Dealer CRD Number |
X |
None |
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| PCL Immigration Service Limited (Hong Kong) |
None |
| Street Address 1 |
Street Address 2 |
| Rm 1709 Shun Tak Center China Merchants |
Tower, 168 Connaught Rd Central |
| City |
State/Province/Country |
ZIP/Postal Code |
| Sheung Wan, Hongkong |
CHINA |
000000 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States |
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All States |
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| Recipient |
| Recipient CRD Number |
X |
None |
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| Yi Tang |
None |
| (Associated) Broker or Dealer |
X |
None |
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| (Associated) Broker or Dealer CRD Number |
X |
None |
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| Shanghai Jiajing Consulting Service Co., Ltd |
None |
| Street Address 1 |
Street Address 2 |
| Fl 6, Bldg C, Shanghai Film Plaza |
No. 595, Caoxi North Road |
| City |
State/Province/Country |
ZIP/Postal Code |
| Shanghai |
CHINA |
200030 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States |
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All States |
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| Recipient |
| Recipient CRD Number |
X |
None |
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| Ling Wang |
None |
| (Associated) Broker or Dealer |
X |
None |
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| (Associated) Broker or Dealer CRD Number |
X |
None |
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| Beijing Joyous Geosim International Consultants Co., Ltd. |
None |
| Street Address 1 |
Street Address 2 |
| Rm 511, Block B, Locke Era Center |
No.103, Huizhongli, Chaoyang District |
| City |
State/Province/Country |
ZIP/Postal Code |
| Beijing |
CHINA |
100101 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States |
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All States |
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| Recipient |
| Recipient CRD Number |
X |
None |
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| Zhi Li |
None |
| (Associated) Broker or Dealer |
X |
None |
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| (Associated) Broker or Dealer CRD Number |
X |
None |
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| Beijing East J&P Star Consulting Co., Ltd. |
None |
| Street Address 1 |
Street Address 2 |
| No.3 Andingmen East Street |
Dongcheng District |
| City |
State/Province/Country |
ZIP/Postal Code |
| Beijing |
CHINA |
100007 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States |
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All States |
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| Recipient |
| Recipient CRD Number |
X |
None |
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| William Peng |
None |
| (Associated) Broker or Dealer |
X |
None |
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| (Associated) Broker or Dealer CRD Number |
X |
None |
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| Zhejiang Jindaishu Entry-exit Consultation Service Co., Ltd |
None |
| Street Address 1 |
Street Address 2 |
| Rm 2407, Shenlan Plaza, #203 Zhaohui Rd. |
| City |
State/Province/Country |
ZIP/Postal Code |
| Hangzhou City, Zhejiang Prov. |
CHINA |
310014 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States |
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All States |
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13. Offering and Sales Amounts
| Total Offering Amount |
$100,000,000 |
USD |
|
| Total Amount Sold |
$0 |
USD |
| Total Remaining to be Sold |
$100,000,000 |
USD |
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Clarification of Response (if Necessary):
14. Investors
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Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. |
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Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
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15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
| Sales Commissions |
$0 |
USD |
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| Finders' Fees |
$6,795,000 |
USD |
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Clarification of Response (if Necessary):
16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
Clarification of Response (if Necessary):
Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
| In submitting this notice, each issuer named above is: |
- Notifying the SEC and/or each State in which this notice is filed of the offering of
securities described and undertaking to furnish them, upon written request, in the accordance with applicable
law, the information furnished to offerees.*
- Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator
or other legally designated officer of the State in which the issuer maintains its principal
place of business and any State in which this notice is filed, as its agents for service of
process, and agreeing that these persons may accept service on its behalf, of any notice,
process or pleading, and further agreeing that such service may be made by registered or
certified mail, in any Federal or state action, administrative proceeding, or arbitration
brought against it in any place subject to the jurisdiction of the United States, if the
action, proceeding or arbitration (a) arises out of any activity in connection with the
offering of securities that is the subject of this notice, and (b) is founded, directly or
indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange
Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the
Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii)
the laws of the State in which the issuer maintains its principal place of business or any State
in which this notice is filed.
- Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Regulation D for one of the reasons stated in Rule 505(b)(2)(iii) or Rule 506(d).
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Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
| Issuer |
Signature |
Name of Signer |
Title |
Date |
| PATH AMERICA TOWER, LP |
Lobsang Dargey |
Lobsang Dargey |
Managing Member of GP of Issuer |
2015-03-05 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets
Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to
require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes
of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot
routinely require offering materials under this undertaking or otherwise and can require offering materials only to the
extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.