0001591639-13-000001.txt : 20131114 0001591639-13-000001.hdr.sgml : 20131114 20131114155306 ACCESSION NUMBER: 0001591639-13-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 4040 Nelson SE Investors, LLC CENTRAL INDEX KEY: 0001591639 IRS NUMBER: 463889562 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-206381 FILM NUMBER: 131219774 BUSINESS ADDRESS: STREET 1: 350 NORTH LASALLE STREET STREET 2: SUITE 800 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: (312) 640-9020 MAIL ADDRESS: STREET 1: 350 NORTH LASALLE STREET STREET 2: SUITE 800 CITY: CHICAGO STATE: IL ZIP: 60654 D 1 primary_doc.xml X0707 D LIVE 0001591639 4040 Nelson SE Investors, LLC 350 NORTH LASALLE STREET SUITE 800 CHICAGO IL ILLINOIS 60654 (312) 640-9020 DELAWARE None None Limited Liability Company true 2013 * 4040 Nelson SE Manager, LLC 350 North LaSalle Street Suite 800 Chicago IL ILLINOIS 60654 Executive Officer Manager of Issuer Richard Kaplan 350 North LaSalle Street Suite 800 Chicago IL ILLINOIS 60654 Executive Officer Manager of 4040 Nelson SE Manager, LLC, Manager of Issuer * Syndicated Equities Group, LLC 350 North LaSalle Street Suite 800 Chicago IL ILLINOIS 60654 Director Promoter Sponsor of, and Operating Company for, the Issuer Pooled Investment Fund Other Investment Fund false $1 - $5,000,000 06b false 2013-10-28 false true false 75000 748000 748000 0 false 4 0 0 75000 Sponsor fee false 4040 Nelson SE Investors, LLC Richard Kaplan Richard Kaplan Manager of 4040 Nelson SE Manager, LLC, Manager of Issuer 2013-11-14