0001590414-15-000001.txt : 20151204 0001590414-15-000001.hdr.sgml : 20151204 20151204141524 ACCESSION NUMBER: 0001590414-15-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20151204 DATE AS OF CHANGE: 20151204 EFFECTIVENESS DATE: 20151204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Semper Active MBS Fund, Ltd. CENTRAL INDEX KEY: 0001590414 IRS NUMBER: 273160173 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-205756 FILM NUMBER: 151269708 BUSINESS ADDRESS: STREET 1: INTERTRUST CORP. SERVICES (CAYMAN) LTD. STREET 2: 190 ELGIN AVENUE CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9005 BUSINESS PHONE: 345.943.3100 MAIL ADDRESS: STREET 1: INTERTRUST CORP. SERVICES (CAYMAN) LTD. STREET 2: 190 ELGIN AVENUE CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9005 D/A 1 primary_doc.xml X0707 D/A LIVE 0001590414 Semper Active MBS Fund, Ltd. INTERTRUST CORP. SERVICES (CAYMAN) LTD. 190 ELGIN AVENUE GEORGE TOWN E9 CAYMAN ISLANDS KY1-9005 345.943.3100 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true 2010 N/A Semper Capital Management, L.P. 52 Vanderbilt Avenue New York NY NEW YORK 10017 Promoter Investment Manager of the Issuer ("Investment Manager") David Bree c/o DMS Offshore Investment Services dms House, 20 Genesis Close Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Gregory W. Ellis 52 Vanderbilt Avenue New York NY NEW YORK 10017 Executive Officer Director President and COO of the Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001590414-14-000001 2010-11-01 false true true false 50000 Stuart Patterson 4309118 CAVU Securities, LLC 6906 800 Third Avenue 10th Floor New York NY NEW YORK 10022 All States false Mitch Baruchowitz 4959894 CAVU Securities, LLC 6906 800 Third Avenue 10th Floor New York NY NEW YORK 10022 All States false Jon Slogoff 2524730 CAVU Securities, LLC 6906 800 Third Avenue 10th Floor New York NY NEW YORK 10022 All States false N/A None CAVU Securities, LLC 6906 800 Third Avenue 10th Floor New York NY NEW YORK 10022 All States false Indefinite 6604975 Indefinite Clarification of Item 11: $50,000 is the minimum add'l investment. $1,000,000 is the minimum initial investment. The Bd of directors, in its sole discretion may accept subscriptions in lesser or greater amounts as initial or additional investment amounts. false 1 0 0 Pursuant to a Placement Agent Agreement, CAVU Securities, LLC is entitled to fees based on a percentage of the management fee, advisory fee and other amounts earned by the Fund that are currently indeterminable and not readily estimated. 0 Customary management fees and advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. false Semper Active MBS Fund, Ltd. Gregory W. Ellis Gregory W. Ellis President and COO of the Investment Manager; Director 2015-12-04