0001590414-14-000001.txt : 20141204 0001590414-14-000001.hdr.sgml : 20141204 20141204164956 ACCESSION NUMBER: 0001590414-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20141204 DATE AS OF CHANGE: 20141204 EFFECTIVENESS DATE: 20141204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Semper Active MBS Fund, Ltd. CENTRAL INDEX KEY: 0001590414 IRS NUMBER: 273160173 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-205756 FILM NUMBER: 141266908 BUSINESS ADDRESS: STREET 1: INTERTRUST CORP. SERVICES (CAYMAN) LTD. STREET 2: 190 ELGIN AVENUE CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9005 BUSINESS PHONE: 345.943.3100 MAIL ADDRESS: STREET 1: INTERTRUST CORP. SERVICES (CAYMAN) LTD. STREET 2: 190 ELGIN AVENUE CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9005 D/A 1 primary_doc.xml X0707 D/A LIVE 0001590414 Semper Active MBS Fund, Ltd. INTERTRUST CORP. SERVICES (CAYMAN) LTD. 190 ELGIN AVENUE GEORGE TOWN E9 CAYMAN ISLANDS KY1-9005 345.943.3100 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true 2010 N/A Semper Capital Management, L.P. 52 Vanderbilt Avenue New York NY NEW YORK 10017 Promoter Investment Manager of the Issuer ("Investment Manager") David Bree c/o DMS Offshore Investment Services dms House, 20 Genesis Close Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Gregory W. Ellis 52 Vanderbilt Avenue New York NY NEW YORK 10017 Executive Officer Director President and COO of the Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000945621-13-000353 2010-11-01 true true true false 50000 Stuart Patterson 4309118 CAVU Securities, LLC 6906 420 Lexington Avenue New York NY NEW YORK 10170 All States false Mitch Baruchowitz 4959894 CAVU Securities, LLC 6906 420 Lexington Avenue New York NY NEW YORK 10170 All States false Jon Slogoff 2524730 CAVU Securities, LLC 6906 420 Lexington Avenue New York NY NEW YORK 10170 All States false N/A None CAVU Securities, LLC 6906 420 Lexington Avenue New York NY NEW YORK 10170 All States false Indefinite 17620187 Indefinite Clarification of Item 11: $50,000 is the minimum add'l investment. $1,000,000 is the minimum initial investment. The Bd of directors, in its sole discretion may accept subscriptions in lesser or greater amounts as initial or additional investment amounts. false 2 0 0 Pursuant to a Placement Agent Agreement, CAVU Securities, LLC is entitled to fees based on a percentage of the management fee, advisory fee and other amounts earned by the Fund that are currently indeterminable and not readily estimated. 0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. false Semper Active MBS Fund, Ltd. Gregory W. Ellis Gregory W. Ellis President and COO of the Investment Manager; Director 2014-12-04