0001624615-14-000020.txt : 20141113 0001624615-14-000020.hdr.sgml : 20141113 20141113133142 ACCESSION NUMBER: 0001624615-14-000020 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 EFFECTIVENESS DATE: 20141113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO Tail Risk Hedging September Onshore Fund LLC CENTRAL INDEX KEY: 0001589071 IRS NUMBER: 463800877 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-204686 FILM NUMBER: 141217505 BUSINESS ADDRESS: STREET 1: 840 NEWPORT CENTER DRIVE, SUITE 100 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-720-6000 MAIL ADDRESS: STREET 1: 840 NEWPORT CENTER DRIVE, SUITE 100 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 D/A 1 primary_doc.xml X0707 D/A LIVE 0001589071 PIMCO Tail Risk Hedging September Onshore Fund LLC 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 949-720-6000 DELAWARE None None Limited Liability Company true 2012 N/A PACIFIC INVESTMENT MANAGEMENT COMPANY LLC 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Promoter INVESTMENT MANAGER OF THE ISSUER ("INVESTMENT MANAGER") JENNIFER S. BRIDWELL C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER SABRINA C. CALLIN C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER WENDY W. CUPPS C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER CHRIS P. DIALYNAS C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MOHIT MITTAL C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DAVID C. FLATTUM C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER CRAIG A. DAWSON C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER BRENT R. HARRIS C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DOUGLAS M. HODGE C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER BRENT L. HOLDEN C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DANIEL J. IVASCYN C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER LEW W. JACOBS IV C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER ALFRED T, MURATA C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MARK R. KIESEL C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DAVID C. LOWN C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER SCOTT A. MATHER C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER CURTIS A. MEWBOURNE C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JOHN M. MILLER C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DOUGLAS J. ONGARO C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER THOMAS J, OTTERBEIN C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER SAUMIL H. PARIKH C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER STEPHEN A. RODOSKY C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JONATHAN D. SHORT C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER THIBAULT C. STRACKE C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER SUSAN L. WILSON C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MIHIR P. WORAH C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER SUHAIL H. DADA C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER RAVINDER KUMAR MATTU C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JAMES F. MOORE C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JONATHAN LANE HORNE C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER WILLIAM G. DE LEON C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JENNIFER S. DURHAM C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MICHAEL A. GOMEZ C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER CANDICE STACK WHITTEN C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER EDWARD DEVLIN C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER PETER G. STRELOW C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER QI WANG C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MOHSEN FAHMI C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER ANDREW TAYLOR VADEN C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER VINEER BHANSALI C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JEROME M. SCHNEIDER C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER ERIC MICHAEL SUTHERLAND C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JOSHUA THEODORE THIMONS C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER ROBERT O. YOUNG C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER PAUL A. MCCULLEY C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER SUDESH N. MARIAPPA C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001603977-14-000029 2013-10-01 true true false 0 PIMCO INVESTMENTS LLC 154957 None None 1345 AVENUE OF THE AMERICAS NEW YORK NY NEW YORK 10105 All States false Indefinite 39500 Indefinite false 2 0 0 OFFERS AND SALES OF LIMITED LIABILITY COMPANY INTERESTS IN THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES. 0 false PIMCO Tail Risk Hedging September Onshore Fund LLC MICHAEL CONNOR MICHAEL CONNOR EXECUTIVE VICE PRESIDENT 2014-11-13