0000899140-17-000632.txt : 20171020 0000899140-17-000632.hdr.sgml : 20171020 20171019214753 ACCESSION NUMBER: 0000899140-17-000632 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20171020 DATE AS OF CHANGE: 20171019 EFFECTIVENESS DATE: 20171020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUGGENHEIM HIGH-YIELD FUND, LLC CENTRAL INDEX KEY: 0001588407 IRS NUMBER: 800935684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-203969 FILM NUMBER: 171145863 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2127390700 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 D/A 1 primary_doc.xml X0708 D/A LIVE 0001588407 GUGGENHEIM HIGH-YIELD FUND, LLC 330 MADISON AVENUE NEW YORK NY NEW YORK 10017 2127390700 DELAWARE None None Limited Liability Company true 2013 B. SCOTT MINERD 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Minerd is Global Chief Investment Officer of the Investment Adviser of the Issuer. ZACHARY WARREN 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Warren is Senior Managing Director of the Investment Adviser of the Issuer. KEVIN H. GUNDERSEN 330 Madison Avenue, 10th Floor New York CA CALIFORNIA 10017 Executive Officer Mr. Gundersen is Senior Managing Director of the Investment Adviser of the Issuer. THOMAS HAUSER 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. RICH DE WET 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Mr. de Wet is Director of the Investment Adviser of the Issuer. ALASTAIR M. MCKEEVER 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Mr. McKeever is Managing Director of the Investment Adviser of the Issuer. MATTHEW S. BLOOM 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Mr. Bloom is Senior Managing Director of the Investment Adviser of the Issuer. Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0000899140-16-001653 2013-10-01 true true true false 0 Guggenheim Securities, LLC 40638 Guggenheim Securities, LLC 40638 330 Madison Avenue 8th Floor New York NY NEW YORK 10017 All States false Guggenheim Funds Distributors, LLC 39805 Guggenheim Funds Distributors, LLC 39805 805 King Farm Blvd, Suite 600 Rockville MD MARYLAND 20850 All States false Indefinite 267760836 Indefinite false 11 119681 true 0 The estimate includes amounts that may be payable over the next 12 months. 0 false GUGGENHEIM HIGH-YIELD FUND, LLC Robert Jee Robert Jee CCO of the Investment Adviser 2017-10-19