0000899140-16-001653.txt : 20161021 0000899140-16-001653.hdr.sgml : 20161021 20161021123244 ACCESSION NUMBER: 0000899140-16-001653 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20161021 DATE AS OF CHANGE: 20161021 EFFECTIVENESS DATE: 20161021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUGGENHEIM HIGH-YIELD FUND, LLC CENTRAL INDEX KEY: 0001588407 IRS NUMBER: 800935684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-203969 FILM NUMBER: 161945822 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2127390700 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 D/A 1 primary_doc.xml X0707 D/A LIVE 0001588407 GUGGENHEIM HIGH-YIELD FUND, LLC 100 WILSHIRE BOULEVARD, SUITE 500 SANTA MONICA CA CALIFORNIA 90401 310-576-1270 DELAWARE None None Limited Liability Company true 2013 B. SCOTT MINERD 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Minerd is Global Chief Investment Officer of the Investment Adviser of the Issuer. JEFF ABRAMS 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Abrams is Senior Managing Director of the Investment Adviser of the Issuer. KEVIN H. GUNDERSON 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Gunderson is Senior Managing Director of the Investment Adviser of the Issuer. THOMAS HAUSER 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Hauser is Managing Director of the Investment Adviser of the Issuer. Christopher LeBeau Box 1093, Boundary Hall, Cricket Square Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director William Shaw Box 1093, Boundary Hall, Cricket Square Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0000899140-15-000761 2013-10-01 true true true false 0 Guggenheim Securities, LLC 40638 Guggenheim Securities, LLC 40638 330 Madison Avenue 8th Floor New York NY NEW YORK 10017 All States false Guggenheim Funds Distributors, LLC 39805 Guggenheim Funds Distributors, LLC 39805 805 King Farm Blvd, Suite 600 Rockville MD MARYLAND 20850 All States false Indefinite 217760836 Indefinite false 10 170466 true 0 The estimate includes amounts that may be payable over the next 12 months. 0 false GUGGENHEIM HIGH-YIELD FUND, LLC Robert Jee Robert Jee Authorized Signatory 2016-10-21