0000899140-15-000761.txt : 20151023 0000899140-15-000761.hdr.sgml : 20151023 20151023145540 ACCESSION NUMBER: 0000899140-15-000761 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20151023 DATE AS OF CHANGE: 20151023 EFFECTIVENESS DATE: 20151023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUGGENHEIM HIGH-YIELD FUND, LLC CENTRAL INDEX KEY: 0001588407 IRS NUMBER: 800935684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-203969 FILM NUMBER: 151172732 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2127390700 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 D/A 1 primary_doc.xml X0707 D/A LIVE 0001588407 GUGGENHEIM HIGH-YIELD FUND, LLC 100 WILSHIRE BOULEVARD, SUITE 500 SANTA MONICA CA CALIFORNIA 90401 310-576-1270 DELAWARE None None Limited Liability Company true 2013 B. SCOTT MINERD 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Minerd is Global Chief Investment Officer of the Investment Advisor of the Issuer. JEFF ABRAMS 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Abrams is Senior Managing Director of the Investment Advisor of the Issuer. KEVIN H. GUNDERSON 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Gunderson is Senior Managing Director of the Investment Advisor of the Issuer. THOMAS HAUSER 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Hauser is Managing Director of the Investment Advisor of the Issuer. Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001144204-13-053850 2013-10-01 true true true false 0 Guggenheim Securities, LLC 40638 Guggenheim Securities, LLC 40638 330 Madison Avenue 8th Floor New York NY NEW YORK 10017 All States false Guggenheim Funds Distributors, LLC 39805 Guggenheim Funds Distributors, LLC 39805 805 King Farm Blvd, Suite 600 Rockville MD MARYLAND 20850 All States false Indefinite 79875000 Indefinite false 3 170466 0 The fees are paid by the investment advisor of the Issuer and the estimate includes amounts that may be payable over the next 12 months. 0 false GUGGENHEIM HIGH-YIELD FUND, LLC Kevin Robinson Kevin Robinson Senior Managing Director of the investment manager 2015-10-23