0001587664-18-000001.txt : 20180216 0001587664-18-000001.hdr.sgml : 20180216 20180216123900 ACCESSION NUMBER: 0001587664-18-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20180216 DATE AS OF CHANGE: 20180216 EFFECTIVENESS DATE: 20180216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Merganser Floating Rate Bond Fund LLC CENTRAL INDEX KEY: 0001587664 IRS NUMBER: 611721499 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-212380 FILM NUMBER: 18620340 BUSINESS ADDRESS: STREET 1: C/O MERGANSER CAPITAL MANAGEMENT, LLC STREET 2: 99 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-528-4866 MAIL ADDRESS: STREET 1: C/O MERGANSER CAPITAL MANAGEMENT, LLC STREET 2: 99 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 D/A 1 primary_doc.xml X0708 D/A LIVE 0001587664 Merganser Floating Rate Bond Fund LLC C/O MERGANSER CAPITAL MANAGEMENT, LLC 99 HIGH STREET BOSTON MA MASSACHUSETTS 02110 617-528-4866 DELAWARE None None Limited Liability Company true 2013 LLC Merganser Capital Management, 99 High Street Boston MA MASSACHUSETTS 02110 Executive Officer Manager and investment manager of the issuer. Peter S. Kaplan c/o Merganser Capital Management, LLC 99 High Street Boston MA MASSACHUSETTS 02110 Executive Officer SVP, Portfolio Manager of investment manager and manager. Douglas A. Kelly c/o Merganser Capital Management, LLC 99 High Street Boston MA MASSACHUSETTS 02110 Executive Officer Chairman. Andrew M. Smock c/o Merganser Capital Management, LLC 99 High Street Boston MA MASSACHUSETTS 02110 Executive Officer CEO and Chief Investment Officer. Adam M. Ware c/o Merganser Capital Management, LLC 99 High Street Boston MA MASSACHUSETTS 02110 Executive Officer SVP, Research Analyst of investment manager and manager. Jennifer K. Wynn c/o Merganser Capital Management, LLC 99 High Street Boston MA MASSACHUSETTS 02110 Executive Officer SVP, Portfolio Manager of investment manager and manager. Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 true 0001587664-17-000001 2013-10-30 true true false 5000000 1000000000 479813733 520186267 Please be advised that the Total Amount Sold above also includes securities issued to investor(s) under Regulation S. false 13 0 0 0 true Fund will pay certain management fees to its investment manager. The amount of these fees is not known at this time. false Merganser Floating Rate Bond Fund LLC /s/ Andrew M. Smock Andrew M. Smock Chief Executive Officer 2018-02-16