0000919574-17-004439.txt : 20170519 0000919574-17-004439.hdr.sgml : 20170519 20170519102206 ACCESSION NUMBER: 0000919574-17-004439 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170519 DATE AS OF CHANGE: 20170519 EFFECTIVENESS DATE: 20170519 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carolina Securitized Credit Opportunities Ltd. CENTRAL INDEX KEY: 0001587360 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-204576 FILM NUMBER: 17856698 BUSINESS ADDRESS: STREET 1: INTERTRUST CORP SVCS (CAYMAN) LTD STREET 2: 190 ELGIN AVENUE, GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9005 BUSINESS PHONE: 919-967-7221 MAIL ADDRESS: STREET 1: INTERTRUST CORP SVCS (CAYMAN) LTD STREET 2: 190 ELGIN AVENUE, GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9005 FORMER COMPANY: FORMER CONFORMED NAME: Amundi Smith Breeden Securitized Credit Opportunities Ltd. DATE OF NAME CHANGE: 20131202 FORMER COMPANY: FORMER CONFORMED NAME: Smith Breeden Securitized Credit Opportunities Ltd. DATE OF NAME CHANGE: 20130920 D/A 1 primary_doc.xml X0707 D/A LIVE 0001587360 Carolina Securitized Credit Opportunities Ltd. INTERTRUST CORP SVCS (CAYMAN) LTD 190 ELGIN AVENUE, GEORGE TOWN GRAND CAYMAN E9 CAYMAN ISLANDS KY1-9005 919-967-7221 CAYMAN ISLANDS None Amundi Smith Breeden Securitized Credit Opportunities Ltd. Smith Breeden Securitized Credit Opportunities Ltd. Other Cayman Islands Exempted Company true -- Amundi Smith Breeden LLC 280 South Mangum Street, Suite 301 Durham NC NORTH CAROLINA 27701 Executive Officer Promoter Investment Manager Amy Arganbright c/o Amundi Smith Breeden LLC 280 South Mangum Street, Suite 301 Durham NC NORTH CAROLINA 27701 Director Patrice Blanc c/o Amundi Smith Breeden LLC 280 South Mangum Street, Suite 301 Durham NC NORTH CAROLINA 27701 Director Stephen A. Eason c/o Amundi Smith Breeden LLC 280 South Mangum Street, Suite 301 Durham NC NORTH CAROLINA 27701 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-16-013381 2013-10-01 true true true false 100000 AMUNDI DISTRIBUTORS USA, LLC 152399 None None 280 SOUTH MANGUM STREET, SUITE 301 DURHAM NC NORTH CAROLINA 27701 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Indefinite 37000000 Indefinite false 2 0 true 0 true The entity listed in Item 12 is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager (or its affiliate) from the assets under management and/or the incentive allocation. 0 true The Investment Manager is paid customary management fees as provided in the Issuer's offering documents. true Carolina Securitized Credit Opportunities Ltd. /s/Stephen A. Eason Stephen A. Eason Director 2017-05-19