0000919574-14-006894.txt : 20141204 0000919574-14-006894.hdr.sgml : 20141204 20141204151443 ACCESSION NUMBER: 0000919574-14-006894 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20141204 DATE AS OF CHANGE: 20141204 EFFECTIVENESS DATE: 20141204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Amundi Smith Breeden Securitized Credit Opportunities Ltd. CENTRAL INDEX KEY: 0001587360 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-204576 FILM NUMBER: 141266255 BUSINESS ADDRESS: STREET 1: C/O SMITH BREEDEN ASSOCIATES, INC. STREET 2: 280 SOUTH MANGUM STREET, SUITE 301 CITY: DURHAM STATE: NC ZIP: 27701 BUSINESS PHONE: 919-967-7221 MAIL ADDRESS: STREET 1: C/O SMITH BREEDEN ASSOCIATES, INC. STREET 2: 280 SOUTH MANGUM STREET, SUITE 301 CITY: DURHAM STATE: NC ZIP: 27701 FORMER COMPANY: FORMER CONFORMED NAME: Smith Breeden Securitized Credit Opportunities Ltd. DATE OF NAME CHANGE: 20130920 D/A 1 primary_doc.xml X0707 D/A LIVE 0001587360 Amundi Smith Breeden Securitized Credit Opportunities Ltd. C/O AMUNDI SMITH BREEDEN LLC 280 SOUTH MANGUM STREET, SUITE 301 DURHAM NC NORTH CAROLINA 27701 919-967-7221 CAYMAN ISLANDS None Smith Breeden Securitized Credit Opportunities Ltd. Other Cayman Islands Exempted Company true 2011 -- Amundi Smith Breeden LLC 280 South Mangum Street, Suite 301 Durham NC NORTH CAROLINA 27701 Executive Officer Promoter Investment Manager Michael J. Giarla c/o Amundi Smith Breeden LLC 280 South Mangum Street, Suite 301 Durham NC NORTH CAROLINA 27701 Executive Officer Director CEO of the Investment Manager Stephen A. Eason c/o Amundi Smith Breeden LLC 280 South Mangum Street, Suite 301 Durham NC NORTH CAROLINA 27701 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-13-006863 2013-10-01 true true false 2000000 AMUNDI DISTRIBUTORS USA, LLC 152399 None None 280 SOUTH MANGUM STREET, SUITE 301 DURHAM NC NORTH CAROLINA 27701 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Indefinite 10000000 Indefinite false 1 0 true 0 true The entity listed in Item 12 is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager (or its affiliate) from the assets under management and/or the incentive allocation. 0 true false Amundi Smith Breeden Securitized Credit Opportunities Ltd. /s/ Stephen A. Eason Stephen A. Eason Director 2014-12-04