0001587240-13-000001.txt : 20130923 0001587240-13-000001.hdr.sgml : 20130923 20130923151416 ACCESSION NUMBER: 0001587240-13-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20130923 DATE AS OF CHANGE: 20130923 EFFECTIVENESS DATE: 20130923 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES TAX CREDIT FUND 40 L.L.C. CENTRAL INDEX KEY: 0001587240 IRS NUMBER: 461964985 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-203378 FILM NUMBER: 131110034 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY STREET 2: DEPT. 20485 CITY: SAINT PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 800-438-8088 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY STREET 2: DEPT. 20485 CITY: SAINT PETERSBURG STATE: FL ZIP: 33716 D 1 primary_doc.xml X0707 D LIVE 0001587240 RAYMOND JAMES TAX CREDIT FUND 40 L.L.C. 880 CARILLON PARKWAY DEPT. 20485 SAINT PETERSBURG FL FLORIDA 33716 800-438-8088 FLORIDA None None Limited Liability Company true 2013 --Corporation-- Raymond James Tax Credit Funds, Inc. 880 Carillon Parkway Department 20485 Saint Petersburg FL FLORIDA 33716 Executive Officer Promoter Promoter; Also, the sole member of RJTCF-40 L.L.C., the Managing Member of the Issuer --Limited Liability Company-- RJTCF-40 L.L.C. 880 Carillon Parkway Department 20485 Saint Petersburg FL FLORIDA 33716 Executive Officer Managing Member of the Issuer Ronald M. Diner 880 Carillon Parkway Department 20485 Saint Petersburg FL FLORIDA 33716 Executive Officer Director Member of the Board of Directors and Executive Chairman of Raymond James Tax Credit Funds, Inc. J. Davenport Mosby, III 880 Carillon Parkway Department 11U Saint Petersburg FL FLORIDA 33716 Director Member of the Board of Directors of Raymond James Tax Credit Funds, Inc. Steven J. Kropf 880 Carillon Parkway Department 20485 Saint Petersburg FL FLORIDA 33716 Executive Officer Director Member of the Board of Directors, President, and Chief Executive Officer of Raymond James Tax Credit Funds, Inc. W. Samuel Shupe 880 Carillon Parkway Department 20485 Saint Petersburg FL FLORIDA 33716 Executive Officer Senior Vice President of Feasibility of Raymond James Tax Credit Funds, Inc. Richard L. Cargo 880 Carillon Parkway Department 20485 Saint Petersburg FL FLORIDA 33716 Executive Officer Senior Vice President and Chief Underwriter of Raymond James Tax Credit Funds, Inc. Robert C. Landis 880 Carillon Parkway Department 20485 Saint Petersburg FL FLORIDA 33716 Executive Officer Senior Vice President, Director of Asset Management of Raymond James Tax Credit Funds, Inc. Toni S. Matthews 880 Carillon Parkway Department 20485 Saint Petersburg FL FLORIDA 33716 Executive Officer Vice President and Chief Financial Officer of Raymond James Tax Credit Funds, Inc. Gwen H. Benton 880 Carillon Parkway Department 20485 Saint Petersburg FL FLORIDA 33716 Executive Officer Director of Tax Accounting of Raymond James Tax Credit Funds, Inc. Residential Not Applicable 06b 3C 3C.1 false 2013-09-12 false true true false 1000000 Sean M. Hannan 5198343 Moors & Cabot, Inc. 594 111 Devonshire Street Boston MA MASSACHUSETTS 02109 AL ALABAMA CA CALIFORNIA CT CONNECTICUT IN INDIANA IA IOWA MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA OR OREGON PA PENNSYLVANIA TN TENNESSEE TX TEXAS VT VERMONT VA VIRGINIA WA WASHINGTON WI WISCONSIN false Aline Rose Lavelle 1234354 Moors & Cabot, Inc. 594 111 Devonshire Street Boston MA MASSACHUSETTS 02109 AL ALABAMA CA CALIFORNIA CT CONNECTICUT IN INDIANA IA IOWA MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA OR OREGON PA PENNSYLVANIA TN TENNESSEE TX TEXAS VT VERMONT VA VIRGINIA WA WASHINGTON WI WISCONSIN false Lewis F. Mallory, III 3197621 Raymond James & Associates, Inc. 705 1110 Ridgeway Loop Road Suite 550 Memphis TN TENNESSEE 38120 MS MISSISSIPPI false Drew Goldman None None None 880 Carillon Parkway Department 20485 Saint Petersburg FL FLORIDA 33716 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA IA IOWA LA LOUISIANA MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NE NEBRASKA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false Andy Voress None None None 880 Carillon Parkway Department 20485 Saint Petersburg FL FLORIDA 33716 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA IA IOWA LA LOUISIANA MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NE NEBRASKA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false Barry P. Boothe 1387451 Raymond James Financial Services, Inc. 6694 2435 Divisadero Street San Francisco CA CALIFORNIA 94115 AZ ARIZONA CA CALIFORNIA false William E. Hardy 1459645 BB&T Securities, LLC 142785 901 E. Byrd Street Richmond VA VIRGINIA 23219 NC NORTH CAROLINA false 200000000 195000000 5000000 At the present time, it is anticipated that the Issuer will require approximately $195,000,000 in capital to satisfy its obligations and will not sell more than $195,000,000 in interests unless it receives the Consent of Two-Thirds Majority-in-Interest. false 7 500000 true 0 19500000 true false RAYMOND JAMES TAX CREDIT FUND 40 L.L.C. Toni S. Matthews Toni S. Matthews Vice President & CFO of Raymond James Tax Credit Funds, Inc. 2013-09-23