Form D

FORM D

Notice of Exempt Offering of Securities

UNITED STATES SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C.

OMB APPROVAL

OMB Number: 3235-0076

Estimated Average burden hours per response: 4.0

1. Issuer's Identity

CIK (Filer ID Number)

Previous Name(s)

None

Entity Type

0001584978

EcoLogic Finance

EcoLogic Enterprise Ventures

Root Capital, Inc.

Corporation

Limited Partnership

Limited Liability Company

General Partnership

Business Trust

Other

Nonprofit Corporation

Name of Issuer

Root Capital Inc.

Jurisdiction of Incorporation/Organization

MASSACHUSETTS

Year of Incorporation/Organization

Over Five Years Ago

Within Last Five Years (Specify Year)

Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer

Root Capital Inc.

Street Address 1

Street Address 2

130 BISHOP ALLEN DRIVE

2ND FLOOR

City

State/Province/Country

ZIP/Postal Code

Phone No. of Issuer

CAMBRIDGE

MASSACHUSETTS

02139

6172992430

3. Related Persons

Last Name

First Name

Middle Name

Foote

William

Fulbright

Street Address 1

Street Address 2

130 Bishop Allen Drive

2nd Floor

City

State/Province/Country

ZIP/Postal Code

Cambridge

MASSACHUSETTS

02139

Relationship:

Executive Officer

Director

Promoter

Clarification of Response (if Necessary)

President and Chief Executive Officer

Last Name

First Name

Middle Name

Cote-Jenssen

Mary Beth

Street Address 1

Street Address 2

130 Bishop Allen Drive

2nd Floor

City

State/Province/Country

ZIP/Postal Code

Cambridge

MASSACHUSETTS

02139

Relationship:

Executive Officer

Director

Promoter

Clarification of Response (if Necessary)

Chief Partnerships Officer

Last Name

First Name

Middle Name

Reid

Frances

Street Address 1

Street Address 2

130 Bishop Allen Drive

2nd Floor

City

State/Province/Country

ZIP/Postal Code

Cambridge

MASSACHUSETTS

02139

Relationship:

Executive Officer

Director

Promoter

Clarification of Response (if Necessary)

Chief Operating Officer

Last Name

First Name

Middle Name

Mulder

Jan-Maarten

Street Address 1

Street Address 2

530 Klein Street

City

State/Province/Country

ZIP/Postal Code

Mt Pleasant

SOUTH CAROLINA

29564

Relationship:

Executive Officer

Director

Promoter

Clarification of Response (if Necessary)

Last Name

First Name

Middle Name

Taylor

Jack

Street Address 1

Street Address 2

519 Hawk Pine Road

City

State/Province/Country

ZIP/Postal Code

Norwich

VERMONT

05055

Relationship:

Executive Officer

Director

Promoter

Clarification of Response (if Necessary)

Last Name

First Name

Middle Name

Weil

Gene

Street Address 1

Street Address 2

50 East Tenth Street

Apartment 5E

City

State/Province/Country

ZIP/Postal Code

New York

NEW YORK

10003

Relationship:

Executive Officer

Director

Promoter

Clarification of Response (if Necessary)

Last Name

First Name

Middle Name

Gund

Grant

Street Address 1

Street Address 2

414 Concord Road

City

State/Province/Country

ZIP/Postal Code

Weston

MASSACHUSETTS

02493

Relationship:

Executive Officer

Director

Promoter

Clarification of Response (if Necessary)

Last Name

First Name

Middle Name

Zacapa

Ana

Street Address 1

Street Address 2

507 Capp Street

City

State/Province/Country

ZIP/Postal Code

San Francisco

CALIFORNIA

94110

Relationship:

Executive Officer

Director

Promoter

Clarification of Response (if Necessary)

Last Name

First Name

Middle Name

Dock

Mary

Barton

Street Address 1

Street Address 2

7891 Falstone Avenue

City

State/Province/Country

ZIP/Postal Code

Chevy Chase

MARYLAND

20815

Relationship:

Executive Officer

Director

Promoter

Clarification of Response (if Necessary)

Last Name

First Name

Middle Name

Glin

Street Address 1

Street Address 2

1400 I Street NW

Suite 1000

City

State/Province/Country

ZIP/Postal Code

Washington

DISTRICT OF COLUMBIA

20005

Relationship:

Executive Officer

Director

Promoter

Clarification of Response (if Necessary)

Last Name

First Name

Middle Name

Everett

Nancy

Godinho

Street Address 1

Street Address 2

130 Bishop Allen Drive

2nd Floor

City

State/Province/Country

ZIP/Postal Code

Cambridge

MASSACHUSETTS

02139

Relationship:

Executive Officer

Director

Promoter

Clarification of Response (if Necessary)

General Counsel and Chief Talent Officer

Last Name

First Name

Middle Name

Bolger

Lindsey

Street Address 1

Street Address 2

1402 Maggie's Way

City

State/Province/Country

ZIP/Postal Code

Waterbury Center

VERMONT

05677

Relationship:

Executive Officer

Director

Promoter

Clarification of Response (if Necessary)

Last Name

First Name

Middle Name

Wesely

Marissa

Street Address 1

Street Address 2

333 Central Park West

Apartment 116

City

State/Province/Country

ZIP/Postal Code

New York

NEW YORK

10025

Relationship:

Executive Officer

Director

Promoter

Clarification of Response (if Necessary)

Last Name

First Name

Middle Name

Fernandez

Mario

Street Address 1

Street Address 2

16441 Hiram Avenue

City

State/Province/Country

ZIP/Postal Code

Oregon City

OREGON

97045

Relationship:

Executive Officer

Director

Promoter

Clarification of Response (if Necessary)

Last Name

First Name

Middle Name

Goss

Salah

Street Address 1

Street Address 2

6332 31st Street NW

City

State/Province/Country

ZIP/Postal Code

Washington

DISTRICT OF COLUMBIA

20015

Relationship:

Executive Officer

Director

Promoter

Clarification of Response (if Necessary)

Last Name

First Name

Middle Name

McDonald

Scott

Street Address 1

Street Address 2

1283 Palisades Drive

City

State/Province/Country

ZIP/Postal Code

Los Angeles

CALIFORNIA

90272

Relationship:

Executive Officer

Director

Promoter

Clarification of Response (if Necessary)

Last Name

First Name

Middle Name

Romana

Sophie

Street Address 1

Street Address 2

6 Chestnut Hill

City

State/Province/Country

ZIP/Postal Code

Camden

MAINE

04843

Relationship:

Executive Officer

Director

Promoter

Clarification of Response (if Necessary)

Last Name

First Name

Middle Name

Toungara

Macani

Street Address 1

Street Address 2

800 4th Street SW

City

State/Province/Country

ZIP/Postal Code

Washington

DISTRICT OF COLUMBIA

20024

Relationship:

Executive Officer

Director

Promoter

Clarification of Response (if Necessary)

Last Name

First Name

Middle Name

Woliner

Bryan

Street Address 1

Street Address 2

130 Bishop Allen Drive

2nd Floor

City

State/Province/Country

ZIP/Postal Code

Cambridge

MASSACHUSETTS

02139

Relationship:

Executive Officer

Director

Promoter

Clarification of Response (if Necessary)

Chief Financial Officer

Last Name

First Name

Middle Name

Salinger

Darcy

Street Address 1

Street Address 2

130 Bishop Allen Drive

2nd Floor

City

State/Province/Country

ZIP/Postal Code

Cambridge

MASSACHUSETTS

02139

Relationship:

Executive Officer

Director

Promoter

Clarification of Response (if Necessary)

Chief Credit Officer

4. Industry Group

Agriculture

Banking & Financial Services

Commercial Banking

Insurance

Investing

Investment Banking

Pooled Investment Fund

Other Banking & Financial Services

Business Services

Energy

Coal Mining

Electric Utilities

Energy Conservation

Environmental Services

Oil & Gas

Other Energy

Health Care

Biotechnology

Health Insurance

Hospitals & Physicians

Pharmaceuticals

Other Health Care

Manufacturing

Real Estate

Commercial

Construction

REITS & Finance

Residential

Other Real Estate

Retailing

Restaurants

Technology

Computers

Telecommunications

Other Technology

Travel

Airlines & Airports

Lodging & Conventions

Tourism & Travel Services

Other Travel

Other

5. Issuer Size

Revenue Range

Aggregate Net Asset Value Range

No Revenues

No Aggregate Net Asset Value

$1 - $1,000,000

$1 - $5,000,000

$1,000,001 - $5,000,000

$5,000,001 - $25,000,000

$25,000,001 - $50,000,000

$25,000,001 - $100,000,000

$50,000,001 - $100,000,000

Over $100,000,000

Decline to Disclose

Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

Rule 504(b)(1) (not (i), (ii)
or (iii))

Rule 506(b)

Rule 504 (b)(1)(i)

Rule 506(c)

Rule 504 (b)(1)(ii)

Securities Act Section 4(a)(5)

Rule 504 (b)(1)(iii)

Investment Company Act Section 3(c)

7. Type of Filing

New Notice

Date of First Sale

2013-09-19

First Sale Yet to Occur

Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?

Yes

9. Type(s) of Securities Offered (select all that apply)

Pooled Investment Fund Interests

Equity

Tenant-in-Common Securities

Debt

Mineral Property Securities

Option, Warrant or Other Right to Acquire Another Security

Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security

Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?

Yes

Clarification of Response (if Necessary)

11. Minimum Investment

Minimum investment accepted from any outside investor

25000

USD

12. Sales Compensation

Recipient

Recipient CRD Number

None

(Associated) Broker or Dealer

None

(Associated) Broker or Dealer CRD Number

None

Street Address 1

Street Address 2

City

State/Province/Country

ZIP/Postal Code

State(s) of Solicitation

All States

13. Offering and Sales Amounts

Total Offering Amount

USD

Indefinite

Total Amount Sold

169439046

USD

Total Remaining to be Sold

USD

Indefinite

Clarification of Response (if Necessary)

14. Investors

Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering

Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:

346

15. Sales Commissions & Finders’ Fees Expenses

Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions

USD

Estimate

Finders' Fees

USD

Estimate

Clarification of Response (if Necessary)

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

USD

Estimate

Clarification of Response (if Necessary)

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each Issuer named above is:

Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, the information furnished to offerees.

Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the Issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.

Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer

Signature

Name of Signer

Title

Date

Root Capital Inc.

Nancy Godinho Everett

General Counsel and Chief Talent Officer

2021-07-06