0001584940-18-000002.txt : 20180205 0001584940-18-000002.hdr.sgml : 20180205 20180205142636 ACCESSION NUMBER: 0001584940-18-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180205 DATE AS OF CHANGE: 20180205 EFFECTIVENESS DATE: 20180205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Brasstown Funding II LLC CENTRAL INDEX KEY: 0001584940 IRS NUMBER: 463316736 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-295447 FILM NUMBER: 18573803 BUSINESS ADDRESS: STREET 1: 185 W. MAIN ST. CITY: BREVARD STATE: NC ZIP: 28712 BUSINESS PHONE: 828-393-0088 MAIL ADDRESS: STREET 1: 185 W. MAIN ST. CITY: BREVARD STATE: NC ZIP: 28712 D/A 1 primary_doc.xml X0708 D/A LIVE 0001584940 Brasstown Funding II LLC 100 Elks Club Road BREVARD NC NORTH CAROLINA 28712 828-393-0088 NORTH CAROLINA None None Limited Liability Company true 2013 Bruce V Roberts 100 Elks Club Road Brevard NC NORTH CAROLINA 28712 Executive Officer LLC Manager Agriculture Decline to Disclose 06b true 0001584940-17-000002 2017-09-26 true true false 15000 Bruce Roberts 1489110 Carolina Financial Securities, LLC 41970 100 Elks Club Road Brevard NC NORTH CAROLINA 28712 AZ ARIZONA FL FLORIDA IL ILLINOIS NC NORTH CAROLINA false Phillip Nash Roberts 6182908 Carolina Financial Securities, LLC 41970 1111Haynes Street Ste 205 Raleigh NC NORTH CAROLINA 27604 GA GEORGIA NC NORTH CAROLINA TX TEXAS VA VIRGINIA false Indefinite 2757750 Indefinite Up to $5,500,000 of senior secure notes to be outstanding at any given time false 19 22074 0 4% of funds raised for new investors; 3% for a a roll-over investment. For investment exchange to the new financing structure, commission is 3.0% of investment if the remaining maturity is less than or equal to 6 months and 2.0% if greater than 6 months. 60000 true Manager of the LLC is also a representative of the broker-dealer. He will not receive compensation for serving as the manager of the entity, but will earn investment banking fees and sales commission. The amount will be dependent on his sales activity. false Brasstown Funding II LLC Bruce V Roberts Bruce V. Roberts Manager 2018-02-05