0001584940-16-000002.txt : 20160304 0001584940-16-000002.hdr.sgml : 20160304 20160304143407 ACCESSION NUMBER: 0001584940-16-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160304 DATE AS OF CHANGE: 20160304 EFFECTIVENESS DATE: 20160304 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Brasstown Funding II LLC CENTRAL INDEX KEY: 0001584940 IRS NUMBER: 463316736 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-201807 FILM NUMBER: 161484780 BUSINESS ADDRESS: STREET 1: 185 W. MAIN ST. CITY: BREVARD STATE: NC ZIP: 28712 BUSINESS PHONE: 828-393-0088 MAIL ADDRESS: STREET 1: 185 W. MAIN ST. CITY: BREVARD STATE: NC ZIP: 28712 D/A 1 primary_doc.xml X0707 D/A LIVE 0001584940 Brasstown Funding II LLC 100 Elks Club Road BREVARD NC NORTH CAROLINA 28712 828-393-0088 NORTH CAROLINA None None Limited Liability Company true 2013 Bruce Victor Roberts 100 Elks Club Road Brevard NC NORTH CAROLINA 28712 Executive Officer LLC Manager Agriculture Decline to Disclose 06b true 0001584940-15-000001 2013-08-05 true true false 25000 Bruce Roberts 41970 Carolina Financial Securities, LLC 41970 100 Elks Club Road Brevard NC NORTH CAROLINA 28712 AZ ARIZONA CA CALIFORNIA CT CONNECTICUT FL FLORIDA GA GEORGIA IL ILLINOIS NC NORTH CAROLINA false Catherine Hicks 5945027 Carolina Financial Securities, LLC 41970 712 Walnut Ave. Charlotte NC NORTH CAROLINA 28208 AR ARKANSAS NY NEW YORK NC NORTH CAROLINA SC SOUTH CAROLINA false Bruce Smith 2332178 Carolina Financial Securities, LLC 41970 10 Corbin Drive Darien CT CONNECTICUT 06820 CT CONNECTICUT false Thomas Young 1196494 Carolina Financial Securities, LLC 41970 14 Toxaway Lane Lake Toxaway NC NORTH CAROLINA 28747 CA CALIFORNIA IL ILLINOIS NC NORTH CAROLINA false John Stanier 4811895 Carolina Financial Securities, LLC 41970 100 Elks Club Road Brevard NC NORTH CAROLINA 28712 NC NORTH CAROLINA false Phillip Nash Roberts 6182908 Carolina Financial Securities, LLC 41970 1111 Haynes Street Suite 205 Raleigh NC NORTH CAROLINA 27604 NC NORTH CAROLINA false Indefinite 7863000 Indefinite false 29 314520 true 0 Commission is 4% of funds raised. 116607 true Manager of the LLC is also a rep of the Broker-Dealer. He won't receive compensation for serving as manager of the entity, but will earn some investment banking fees and sales commissions. The amount will be dependant on his sales activity. false Brasstown Funding II LLC Bruce V. Roberts Bruce Roberts Manager 2016-03-04