0001209191-18-001764.txt : 20180104 0001209191-18-001764.hdr.sgml : 20180104 20180104143417 ACCESSION NUMBER: 0001209191-18-001764 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180104 DATE AS OF CHANGE: 20180104 EFFECTIVENESS DATE: 20180104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lodging Opportunity Fund Real Estate Investment Trust CENTRAL INDEX KEY: 0001584939 IRS NUMBER: 000000000 STATE OF INCORPORATION: ND FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-206164 FILM NUMBER: 18509645 BUSINESS ADDRESS: STREET 1: 1635 42ND AVENUE SOUTH CITY: FARGO STATE: ND ZIP: 58103 BUSINESS PHONE: 701-281-7130 MAIL ADDRESS: STREET 1: 1635 42ND AVENUE SOUTH CITY: FARGO STATE: ND ZIP: 58103 D/A 1 primary_doc.xml X0708 D/A LIVE 0001584939 Lodging Opportunity Fund Real Estate Investment Trust 1635 43rd Street South Suite 305 Fargo ND NORTH DAKOTA 58103 701-281-7136 NORTH DAKOTA None None Other REIT true 2013 Norman H. Leslie 1635 43rd Street South Suite 305 Fargo ND NORTH DAKOTA 58103 Executive Officer Director Promoter Corey R. Maple 1635 43rd Street South Suite 305 Fargo ND NORTH DAKOTA 58103 Executive Officer Director Promoter Kennard B. McAdam 1635 43rd Street South Suite 305 Fargo ND NORTH DAKOTA 58103 Executive Officer Director Promoter James M. Brown, Jr. 1635 43rd Street South Suite 305 Fargo ND NORTH DAKOTA 58103 Executive Officer Director Promoter Elliott Cobb 1635 43rd Street South Suite 305 Fargo ND NORTH DAKOTA 58103 Director David Buyse 1635 43rd Street South Suite 305 Fargo ND NORTH DAKOTA 58103 Director Scott Bullock 1635 43rd Street South Suite 305 Fargo ND NORTH DAKOTA 58103 Director Samuel Montgomery 1635 43rd Street South Suite 305 Fargo ND NORTH DAKOTA 58103 Executive Officer REITS and Finance Decline to Disclose 06b true 0001209191-17-057631 2013-10-01 true true true false 0 M&A Securities Group, Inc. 39999 M&A Securities Group, Inc. 39999 4151 N. Mulberry Drive Suite 252 Kansas City MO MISSOURI 64116 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING KCD Financial, Inc. 127473 KCD Financial, Inc. 127473 3061 Allied Street Suite B Green Bay WI WISCONSIN 54304 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING PR PUERTO RICO JRL Capital Corporation 10225 JRL Capital Corporation 10225 20371 Irvine Ave. Suite A-140 Newport Beach CA CALIFORNIA 92660 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA HI HAWAII ID IDAHO IL ILLINOIS MD MARYLAND MA MASSACHUSETTS NV NEVADA NJ NEW JERSEY NY NEW YORK OR OREGON TX TEXAS UT UTAH WA WASHINGTON D.H. Hill Securities, LLLP 41528 D.H. Hill Securities, LLLP 41528 1543 Green Oak Place Suite 100 Kingwood TX TEXAS 77339 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING Primex 29394 Primex 29394 54 West 21st Street 12th Floor New York NY NEW YORK 10010 All States Center Street Securities, Inc. 26898 Center Street Securities, Inc. 26898 2740 Old Elm Hill Pike Suite 201 Nashville TN TENNESSEE 37214 All States Sandlapper Securities, LLC 137906 Sandlapper Securities, LLC 137906 800 E. North Street 2nd Floor Greenville SC SOUTH CAROLINA 29601 All States Sunbelt Securities, Inc. 42180 Sunbelt Securities, Inc. 42180 2700 Post Oak Blvd. Suite 1700 Houston TX TEXAS 77056 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING Capital Financial Services, Inc. 8408 Capital Financial Services, Inc. 8408 1821 Burdick Expressway W. Minot ND NORTH DAKOTA 58701 All States McDermott Investment Services, LLC 154926 McDermott Investment Services, LLC 154926 26 West Broad Street Bethlehem PA PENNSYLVANIA 18018 All States Feltl & Company 6905 Feltl & Company 6905 10900 Wayzata Boulevard Suite 200 Minnetonka MN MINNESOTA 55305 All States Trustmont Financial Group, Inc. 18312 Trustmont Financial Group, Inc. 18312 200 Brush Run Road Suite A Greensburg PA PENNSYLVANIA 15601 All States Sigma Financial Corporation 14303 Sigma Financial Corporation 14303 300 Parkland Plaza Ann Arbor MI MICHIGAN 48103 All States Parkland Securities, LLC 115368 Parkland Securities, LLC 115368 300 Parkland Plaza Ann Arbor MI MICHIGAN 48103 All States IBN Financial Services, Inc. 42360 IBN Financial Services, Inc. 42360 8035 Oswego Road Liverpool NY NEW YORK 13090 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS VT VERMONT VA VIRGINIA WA WASHINGTON WI WISCONSIN Cape Securities Inc. 7072 Cape Securities Inc. 7072 1600 Pennsylvania Avenue McDonough GA GEORGIA 30253 All States Richfield Orion International, Inc. 24433 Richfield Orion International, Inc. 24433 1 Oakwood Park Plaza Suite 200 Castle Rock CO COLORADO 80104 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA IN INDIANA KY KENTUCKY ME MAINE MO MISSOURI NY NEW YORK OH OHIO TX TEXAS Landolt Securities, Inc. 28352 Landolt Securities, Inc. 28352 701 Oregon Street Oshkosh WI WISCONSIN 54902 All States Western International Securities, Inc. 39262 Western International Securities, Inc. 39262 70 South Lake Avenue Suite 700 Pasadena CA CALIFORNIA 91101 All States Whitehall-Parker Securities, Inc. 10608 Whitehall-Parker Securities, Inc. 10608 477 Pacific Avenue 2nd Floor San Francisco CA CALIFORNIA 94133 AZ ARIZONA CA CALIFORNIA CO COLORADO ID IDAHO NV NEVADA NY NEW YORK OR OREGON TX TEXAS UT UTAH WA WASHINGTON Newbridge Securities Corporation 104065 Newbridge Securities Corporation 104065 5200 Town Center Circle Tower 1, Suite 306 Boca Raton FL FLORIDA 33486 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING PR PUERTO RICO Dempsey Lord Smith, LLC 141238 Dempsey Lord Smith, LLC 141238 901 N. Broad Street Suite 400 Rome GA GEORGIA 30161 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING International Assets Advisory, LLC 10645 International Assets Advisory, LLC 10645 390 North Orange Avenue Suite 750 Orlando FL FLORIDA 32801 All States Intercarolina Financial Services, Inc. 19475 Intercarolina Financial Services, Inc. 19475 3300 Battleground Avenue Suite 400 Greensboro NC NORTH CAROLINA 27410-2447 AL ALABAMA AZ ARIZONA CA CALIFORNIA FL FLORIDA GA GEORGIA IL ILLINOIS IA IOWA KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MN MINNESOTA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN Stephen A. Kohn & Associates, Ltd. 41067 Stephen A. Kohn & Associates, Ltd. 41067 7114 W. Jefferson Ave. Suite 305 Lakewood CO COLORADO 80235 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS LA LOUISIANA MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MT MONTANA NE NEBRASKA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH WA WASHINGTON WI WISCONSIN WY WYOMING Investment Security Corporation 47536 Investment Security Corporation 47536 24009 Ventura Blvd. Suite 101 Calabasas CA CALIFORNIA 91302 AZ ARIZONA CA CALIFORNIA FL FLORIDA IL ILLINOIS MA MASSACHUSETTS MS MISSISSIPPI OR OREGON TX TEXAS UT UTAH WY WYOMING Great Point Capital LLC 114203 Great Point Capital LLC 114203 200 West Jackson Blvd. Suite 1000 Chicago IL ILLINOIS 60606 AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MI MICHIGAN MS MISSISSIPPI MT MONTANA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK OH OHIO OK OKLAHOMA OR OREGON SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS VA VIRGINIA WI WISCONSIN World Choice Securities, Inc. 30933 World Choice Securities, Inc. 30933 1420 Brown Trail Bedford TX TEXAS 76022 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI MT MONTANA NE NEBRASKA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN Capital City Securities, LLC 146001 Capital City Securities, LLC 146001 1335 Dublin Road Suite 122-D Columbus OH OHIO 43215 CA CALIFORNIA CO COLORADO FL FLORIDA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KY KENTUCKY MA MASSACHUSETTS MI MICHIGAN NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA Crystal Bay Securities Inc. 142339 Crystal Bay Securities Inc. 142339 7499 West Atlantic Avenue Suite 208 Delray Beach FL FLORIDA 33446 CA CALIFORNIA CT CONNECTICUT FL FLORIDA NJ NEW JERSEY NY NEW YORK OH OHIO PA PENNSYLVANIA SC SOUTH CAROLINA TX TEXAS Vestech Securities, Inc. 41409 Vestech Securities, Inc. 41409 11477 Olde Cabin Road Suite 310 St. Louis MO MISSOURI 63141 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MI MICHIGAN MN MINNESOTA MO MISSOURI NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON Investment Planners Inc. 18557 Investment Planners Inc. 18557 226 W. Eldorado Street Decatur IL ILLINOIS 62522 All States Money Concepts Capital Corp. 12963 Money Concepts Capital Corp. 12963 11440 North Jog Road Palm Beach Gardens FL FLORIDA 33418 All States Kingsbury Capital, Inc. 7638 Kingsbury Capital, Inc. 7638 1560 Sherman Avenue Suite 510 Evanston IL ILLINOIS 60201 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA IL ILLINOIS NY NEW YORK TX TEXAS WA WASHINGTON WI WISCONSIN American Portfolio Financial Services, Inc. 18487 American Portfolio Financial Services, Inc. 18487 4250 Veterans Memorial Highway 4th Floor East Holbrook NY NEW YORK 11741 All States Ausdal Financial Partners, Inc. 7995 Ausdal Financial Partners, Inc. 7995 5187 Utica Ridge Road Davenport IA IOWA 52807 All States 100000000 68700000 31300000 false 935 1050000 true 0 Represents a 7% sales commission and a 1% non-accountable due diligence/marketing allowance in the event all of the Units are sold. 0 false Lodging Opportunity Fund Real Estate Investment Trust /s/ Corey R. Maple Corey R. Maple Chairman 2018-01-04