0001584804-16-000003.txt : 20161026 0001584804-16-000003.hdr.sgml : 20161026 20161026135953 ACCESSION NUMBER: 0001584804-16-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20161026 DATE AS OF CHANGE: 20161026 EFFECTIVENESS DATE: 20161026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Catalyst Resources LLC CENTRAL INDEX KEY: 0001584804 IRS NUMBER: 452546526 STATE OF INCORPORATION: DE FISCAL YEAR END: 1213 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-263449 FILM NUMBER: 161952184 BUSINESS ADDRESS: STREET 1: 2285 EXECUTIVE DR, ST 104-A CITY: LEXINGTON STATE: KY ZIP: 40505 BUSINESS PHONE: 8593092597 MAIL ADDRESS: STREET 1: 2285 EXECUTIVE DR, ST 104-A CITY: LEXINGTON STATE: KY ZIP: 40505 D/A 1 primary_doc.xml X0707 D/A LIVE 0001584804 Catalyst Resources LLC 10156 US Hwy 25 E Pineville KY KENTUCKY 40977 6066546373 DELAWARE None None Limited Liability Company true Rex Fought 10156 US Hwy 25 E Pineville KY KENTUCKY 40977 Director Manager Representative Coal Mining Decline to Disclose 06b true 0001584804-16-000002 2016-05-09 false true false 50000 Bruce V. Roberts 1489100 Carolina Financial Securities, LLC 41970 100 Elks Club Road Brevard NC NORTH CAROLINA 28712 CA CALIFORNIA DE DELAWARE FL FLORIDA IL ILLINOIS WY WYOMING false Bruce Smith 2332178 Carolina Financial Securities, LLC 41970 10 Corbin Drive Darien CT CONNECTICUT 06820 NY NEW YORK false Peter Milhaupt 728310 Carolina Financial Securities, LLC 41970 10 Corbin Drive Darien CT CONNECTICUT 06820 CO COLORADO false Phillip Nash Roberts 6182908 carolina Financial Securities, LLC 41970 1111 Haynes Street Suite 205 Raleigh NC NORTH CAROLINA 27604 MA MASSACHUSETTS false John Stanier 4811895 Carolina Financial Securities, LLC 41970 100 Elks Club Road Brevard NC NORTH CAROLINA 28712 NC NORTH CAROLINA false 5600000 5600000 0 false 15 280000 0 5.0% of funds raised. Carolina Financial Securities, LLC (CFS) will be entitled to warrants to purchase common stock equal to 5% of CFS Investors' interests at the time of CFS Investor interest conversion. 0 false Catalyst Resources LLC Rex Fought Rex Fought Manger Representative 2016-10-26