0001583023-13-000001.txt : 20131108 0001583023-13-000001.hdr.sgml : 20131108 20131108154226 ACCESSION NUMBER: 0001583023-13-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20131108 DATE AS OF CHANGE: 20131108 EFFECTIVENESS DATE: 20131108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Candlewood Financial Opportunities Fund, Ltd. CENTRAL INDEX KEY: 0001583023 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-206069 FILM NUMBER: 131204539 BUSINESS ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE, P.O. BOX 309 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 212.493.4495 MAIL ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE, P.O. BOX 309 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 D 1 primary_doc.xml X0707 D LIVE 0001583023 Candlewood Financial Opportunities Fund, Ltd. c/o Maples Corp. Serv. Ltd. - J. Greene 121 South Church St., Ugland House GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1104 345-949-8066 CAYMAN ISLANDS None None Corporation true 2013 Victor Murray c/o MG Management Ltd. 10 Market St., Ste. 703 Camana Bay, Grand Cayman E9 CAYMAN ISLANDS KY1-9006 Director N/A Candlewood Investment Group Financial Advisors, LLC 777 Third Avenue Suite 19B New York NY NEW YORK 10017 Executive Officer Investment Manager Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b false 2013-10-01 true true true false 500000 Indefinite 45050000 Indefinite false 2 0 0 0 true Issuer invests funds in an LP that pays a mgt. fee to Issuer's Invesment Manager ("IM") equal to a % of assets of the LP. An affiliate of IM receives an incentive allocation from the LP equal to a % of LP's income subject to a hurdle/cap. false Candlewood Financial Opportunities Fund, Ltd. /s/ Janet Miller Janet Miller Authorized Signatory 2013-11-08