0001583022-16-000003.txt : 20160811 0001583022-16-000003.hdr.sgml : 20160811 20160811112915 ACCESSION NUMBER: 0001583022-16-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160811 DATE AS OF CHANGE: 20160811 EFFECTIVENESS DATE: 20160811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Candlewood Financial Opportunities Fund, LLC CENTRAL INDEX KEY: 0001583022 IRS NUMBER: 371737390 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-200707 FILM NUMBER: 161823522 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD STREET 2: SUITE C-303 CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 212.493.4495 MAIL ADDRESS: STREET 1: 555 THEODORE FREMD STREET 2: SUITE C-303 CITY: RYE STATE: NY ZIP: 10580 D/A 1 primary_doc.xml X0707 D/A LIVE 0001583022 Candlewood Financial Opportunities Fund, LLC 555 THEODORE FREMD SUITE C-303 RYE NY NEW YORK 10580 212.493.4495 DELAWARE None None Limited Liability Company true 2013 N/A Candlewood Financial Opportunities General, LLC 555 THEODORE FREMD Suite C-303 RYE NY NEW YORK 10580 Executive Officer Managing Member Michael Lau 555 THEODORE FREMD Suite C-303 RYE NY NEW YORK 10580 Executive Officer Managing Member and Class A Member of the Managing Member to the Issuer N/A Candlewood Investment Group Financial Advisors, LLC 555 THEODORE FREMD Suite C-303 RYE NY NEW YORK 10580 Executive Officer Investment Manager Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001583022-15-000002 2013-07-19 true true true false 50000 Indefinite 11345000 Indefinite false 18 0 0 0 Managing Member receives an incentive allocation on a qtrly basis from the Issuer calculated as a percentage of Issuer's income and subject to a hurdle and a cap. Investment Manager receives a mgmt fee calculated as a percentage of assets of Issuer. false Candlewood Financial Opportunities Fund, LLC /s/ Janet Miller Janet Miller Authorized Person 2016-08-11