0001581381-13-000003.txt : 20131112 0001581381-13-000003.hdr.sgml : 20131111 20131112115707 ACCESSION NUMBER: 0001581381-13-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 EFFECTIVENESS DATE: 20131112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spring Lake Equity Partners LLC CENTRAL INDEX KEY: 0001581381 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-199558 FILM NUMBER: 131208725 BUSINESS ADDRESS: STREET 1: 50 ROWES WHARF STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-391-6300 MAIL ADDRESS: STREET 1: 50 ROWES WHARF STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 D/A 1 primary_doc.xml X0707 D/A LIVE 0001581381 Spring Lake Equity Partners LLC 50 ROWES WHARF 5TH FLOOR BOSTON MA MASSACHUSETTS 02110 617-391-6300 DELAWARE None None Limited Liability Company true 2013 n/a n/a Spring Lake Equity GP LLC 50 RowesWharf 5th Floor Boston MA MASSACHUSETTS 02110 Executive Officer Promoter The Managing Member ("Managing Member") of the Issuer. n/a n/a Spring Lake Equity Management LLC 50 Rowes Wharf 5th Floor Boston MA MASSACHUSETTS 02110 Executive Officer Promoter The Management Company ("Management Company") of the Issuer. Robert P. Forlenza c/o Spring Lake Equity Management LLC 50 Rowes Wharf, 5th Floor Boston MA MASSACHUSETTS 02110 Executive Officer Promoter Manager of the Management Company and Principal of the Issuer. Carmen J. Scarpa c/o Spring Lake Equity Management LLC 50 Rowes Wharf, 5th Floor Boston MA MASSACHUSETTS 02110 Executive Officer Promoter Manager of the Management Company and Principal of the Issuer. n/a n/a WestRiver Equity Partners, LLC c/o Erik Anderson 3720 Carillon Point Kirkland WA WASHINGTON 98033 Promoter Principal of the Issuer. Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.1 true 0001581381-13-000002 2013-07-03 true true true Offering of Limited Liability Company Interests. false 2000000 250000000 122250000 127750000 Minimum Investment in Item 11 may be reduced at the discretion of the Managing Member. The amount sold and the numbers of investors on this Form D does not take redemptions and/or withdrawals into consideration. false 28 0 0 0 Certain persons named in Item 3 or affiliates thereof may receive payments deemed to be made from the proceeds of the offering, including management fees and/or performance allocations. The amount of such fees cannot be estimated at this time. false Spring Lake Equity Partners LLC /s/ Carmen J. Scarpa Carmen J. Scarpa Manager of the Management Company of the Issuer. 2013-11-12