0001553107-13-000002.txt : 20130702 0001553107-13-000002.hdr.sgml : 20130702 20130702164604 ACCESSION NUMBER: 0001553107-13-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20130702 DATE AS OF CHANGE: 20130702 EFFECTIVENESS DATE: 20130702 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Highbridge Tactical Credit & Convertibles Fund, Ltd. CENTRAL INDEX KEY: 0001580387 IRS NUMBER: 981108784 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-198988 FILM NUMBER: 13949311 BUSINESS ADDRESS: STREET 1: 40 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: (212) 287-4900 MAIL ADDRESS: STREET 1: 40 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10038 D 1 primary_doc.xml X0706 D LIVE 0001580387 Highbridge Tactical Credit & Convertibles Fund, Ltd. 40 WEST 57TH STREET NEW YORK NY NEW YORK 10038 (212) 287-4900 CAYMAN ISLANDS None None Other A Cayman Islands Exempted Company with Limited Liability. true 2013 John Oliva c/o Highbridge Capital Management, LLC 40 West 57th Street New York NY NEW YORK 10019 Executive Officer John Oliva is the Chief Compliance Officer of Highbridge Capital Management, LLC, the Trading Manager of the Issuer. Clive Harris c/o Highbridge Capital Management, LLC 40 West 57th Street New York NY NEW YORK 10019 Director Clive Harris is a Director of Highbridge GP, LLC, the General Partner of the Issuer. Richard Crawshaw c/o Highbridge Capital Management, LLC 40 West 57th Street New York NY NEW YORK 10019 Director Richard Crawshaw is a Director of Highbridge GP, LLC, the General Partner of the Issuer. Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 false true true true true false 100000 J.P. Morgan Securities LLC ("JPM") 79 J.P. Morgan Securities LLC 79 270 Park Avenue New York NY NEW YORK 10017 All States false J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. ("JPII") 102920 J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. 102920 270 PARK AVENUE New York NY NEW YORK 10017 All States false Indefinite 0 Indefinite Responses in Items #13 and #14 are estimates. false 0 0 true 0 Estimated fees may have been paid to JPM from other sources and may continue to be paid, but are unknown to the Issuer and cannot be estimated. 0 false Highbridge Tactical Credit & Convertibles Fund, Ltd. John Oliva John Oliva See the Clarification Box in Item #3 above 2013-07-02