0001062993-24-011315.txt : 20240528 0001062993-24-011315.hdr.sgml : 20240528 20240528103504 ACCESSION NUMBER: 0001062993-24-011315 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20240528 DATE AS OF CHANGE: 20240528 EFFECTIVENESS DATE: 20240528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectra7 Microsystems Inc. CENTRAL INDEX KEY: 0001580220 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-514350 FILM NUMBER: 24987618 BUSINESS ADDRESS: STREET 1: 2550 NORTH FIRST STREET STREET 2: SUITE 500 CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-770-2915 MAIL ADDRESS: STREET 1: 2550 NORTH FIRST STREET STREET 2: SUITE 500 CITY: SAN JOSE STATE: CA ZIP: 95131 D 1 primary_doc.xml X0708 D LIVE 0001580220 Spectra7 Microsystems Inc. 181 Bay Street Suite 1800 Toronto A6 ONTARIO, CANADA M5J 2T9 408-770-2915 ONTARIO, CANADA Chrysalis Capital VIII Corporation None Corporation true Raouf Halim 2550 North First Street Suite 500 San Jose CA CALIFORNIA 95131 Executive Officer Dave Mier 2550 North First Street Suite 500 San Jose CA CALIFORNIA USA 95131 Executive Officer Ronald Pasek 2550 North First Street Suite 500 San Jose CA CALIFORNIA USA 95131 Director Roger Maggs 2550 North First Street Suite 500 San Jose CA CALIFORNIA USA 95131 Director Christopher Morgan 2550 North First Street Suite 500 San Jose CA CALIFORNIA USA 95131 Director Other Technology $5,000,001 - $25,000,000 06b false 2024-05-10 false true true true true Each Unit consists of 1 cm sh or 1 pre-funded wrt & 1 wrt. Each pre-funded wrt exercisable to purchase 1 cm sh at a price of CAD$0.00001. Each whole wrt exercisable to purchase 1 cm sh at a price of CAD$0.11. All wrts exercisable until May 10, 2029. false 0 Craig-Hallum Capital Group LLC 121395 None None 222 South Ninth Street, Ste 350 Minneapolis MN MINNESOTA 55402 CT CONNECTICUT NC NORTH CAROLINA NY NEW YORK CA CALIFORNIA false 14038078 6551350 7486728 13(c) = the aggregate exercise price of the common shares underlying the pre-funded wrts (60,727,582xC$0.00001), wrts (89,683,090xC$0.11) & compensation wrts (3,482,048xC$0.11) issued. No guarantee that the wrts will be exercised. CAD $1.00=USD$0.7305 false 13 391727 0 Cash commission of USD$391,727 and 3,482,048 compensation warrants. Each warrant entitles the hold to purchase 1 common share at a price of C$0.11 until May 10, 2029. 0 false Spectra7 Microsystems Inc. /s/ Dave Mier Dave Mier Chief Financial Officer 2024-05-28