0001579910-16-000023.txt : 20160510 0001579910-16-000023.hdr.sgml : 20160510 20160510171629 ACCESSION NUMBER: 0001579910-16-000023 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160510 DATE AS OF CHANGE: 20160510 EFFECTIVENESS DATE: 20160510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Resonant Inc CENTRAL INDEX KEY: 0001579910 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 454320930 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-262899 FILM NUMBER: 161636867 BUSINESS ADDRESS: STREET 1: 110 CASTILIAN DRIVE STREET 2: SUITE 100 CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: (805) 308-9803 MAIL ADDRESS: STREET 1: 110 CASTILIAN DRIVE STREET 2: SUITE 100 CITY: GOLETA STATE: CA ZIP: 93117 D 1 primary_doc.xml X0707 D LIVE 0001579910 Resonant Inc 110 CASTILIAN DRIVE SUITE 100 GOLETA CA CALIFORNIA 93117 (805) 308-9803 DELAWARE None None Corporation true 2012 Terry Lingren 110 Castilian Drive Suite 100 Goleta CA CALIFORNIA 93117 Executive Officer Director John Philpott 110 Castilian Drive Suite 100 Goleta CA CALIFORNIA 93117 Executive Officer George Holmes 110 Castilian Drive Suite 100 Goleta CA CALIFORNIA 93117 Executive Officer Director Robert Hammond 110 Castilian Drive Suite 100 Goleta CA CALIFORNIA 93117 Executive Officer Director Janet Cooper 110 Castilian Drive Suite 100 Goleta CA CALIFORNIA 93117 Director John Major 110 Castilian Drive Suite 100 Goleta CA CALIFORNIA 93117 Director Richard Kornfeld 110 Castilian Drive Suite 100 Goleta CA CALIFORNIA 93117 Director Thomas Joseph 110 Castilian Drive Suite 100 Goleta CA CALIFORNIA 93117 Director Neal Fenzi 110 Castilian Drive Suite 100 Goleta CA CALIFORNIA 93117 Executive Officer Michael J. Fox 110 Castilian Drive Suite 100 Goleta CA CALIFORNIA 93117 Director Telecommunications Decline to Disclose 06b false 2016-04-25 false true true true false 0 National Securities Corporation 7569 National Securities Corporation 7569 410 Park Avenue 14th Floor New York NY NEW YORK 10022 AR ARKANSAS CA CALIFORNIA FL FLORIDA IL ILLINOIS IN INDIANA MD MARYLAND MI MICHIGAN MO MISSOURI NV NEVADA NJ NEW JERSEY NY NEW YORK TX TEXAS WA WASHINGTON false Drexel Hamilton, LLC 143570 Drexel Hamilton, LLC 143570 789 N. Water Street Suite 400 Milwaukee WI WISCONSIN 53202 AR ARKANSAS CA CALIFORNIA FL FLORIDA IL ILLINOIS IN INDIANA MD MARYLAND MI MICHIGAN MO MISSOURI NV NEVADA NJ NEW JERSEY NY NEW YORK TX TEXAS WA WASHINGTON false 5960686 5960686 0 false 72 597600 0 Additionally, the placement agents received warrants to purchase an aggregate of 99,844 shares of Issuer's common stock, representing 5% of the number of shares of common stock issued to investors in the financing, at an exercise price equal to $2.86. 0 false Resonant Inc /s/John Philpott John Philpott Chief Financial Officer 2016-05-10