0001578987-13-000002.txt : 20130930 0001578987-13-000002.hdr.sgml : 20130930 20130927203008 ACCESSION NUMBER: 0001578987-13-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20130930 DATE AS OF CHANGE: 20130927 EFFECTIVENESS DATE: 20130930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StoneCastle Financial Corp. CENTRAL INDEX KEY: 0001578987 IRS NUMBER: 900934878 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-203703 FILM NUMBER: 131121132 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-354-6500 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 D 1 primary_doc.xml X0707 D LIVE 0001578987 StoneCastle Financial Corp. 152 WEST 57TH STREET 35TH FLOOR NEW YORK NY NEW YORK 10019 212-354-6500 DELAWARE None None Corporation true 2013 Joshua Siegel 152 West 57th Street, 35th Floor New York NY NEW YORK 10019 Executive Officer Director Promoter Emil Henry 152 West 57th Street, 35th Floor New York NY NEW YORK 10019 Director Clara Miller 152 West 57th Street, 35th Floor New York NY NEW YORK 10019 Director Allen Ginsberg 152 West 57th Street, 35th Floor New York NY NEW YORK 10019 Director George Shilowitz 152 West 57th Street, 35th Floor New York NY NEW YORK 10019 Executive Officer Director Promoter Pooled Investment Fund Other Investment Fund true Decline to Disclose 06b false 2013-09-09 false true false 25 100025 100025 0 false 2 0 0 0 false StoneCastle Financial Corp. /s/ Joshua Siegel Joshua Siegel Chairman & Chief Executive Officer 2013-09-27