0000943663-17-000191.txt : 20170714 0000943663-17-000191.hdr.sgml : 20170714 20170714170008 ACCESSION NUMBER: 0000943663-17-000191 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170714 DATE AS OF CHANGE: 20170714 EFFECTIVENESS DATE: 20170714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXA IM International Small Cap Fund, LLC CENTRAL INDEX KEY: 0001578565 IRS NUMBER: 300781702 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-198120 FILM NUMBER: 17965991 BUSINESS ADDRESS: STREET 1: 4 ORINDA WAY BUILDING E CITY: ORINDA STATE: CA ZIP: 94563 BUSINESS PHONE: (925) 253-3311 MAIL ADDRESS: STREET 1: 4 ORINDA WAY BUILDING E CITY: ORINDA STATE: CA ZIP: 94563 FORMER COMPANY: FORMER CONFORMED NAME: AXA Investment Managers International Small Cap Fund, LLC DATE OF NAME CHANGE: 20130605 D/A 1 primary_doc.xml X0707 D/A LIVE 0001578565 AXA IM International Small Cap Fund, LLC 4 ORINDA WAY BUILDING E ORINDA CA CALIFORNIA 94563 (925) 253-3311 DELAWARE AXA Investment Managers International Small Cap Fund, LLC Limited Liability Company true 2013 n/a n/a AXA Rosenberg Investment Management LLC 4 Orinda Way, Building E Orinda CA CALIFORNIA 94563 Promoter Managing member and investment adviser of the Issuer ("Managing Member") Will Jump 4 Orinda Way, Building E Orinda CA CALIFORNIA 94563 Executive Officer Chief Investment Officer of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000943663-16-000414 2013-06-06 true true false 1000000 Indefinite 9800000 Indefinite false 1 0 0 There are no placement agent arrangements. The Fund will be offered by employees of an affiliate, AXA Investment Managers, Inc., who also are associated with an unaffiliated broker-dealer that is not separately compensated for sales. 0 false AXA IM International Small Cap Fund, LLC /s/ Will Jump Will Jump Chief Investment Officer of the Managing Member 2017-07-14