0001577257-14-000001.txt : 20140619 0001577257-14-000001.hdr.sgml : 20140619 20140619081950 ACCESSION NUMBER: 0001577257-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140619 DATE AS OF CHANGE: 20140619 EFFECTIVENESS DATE: 20140619 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bakken Drilling Fund IV LP CENTRAL INDEX KEY: 0001577257 IRS NUMBER: 462627501 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-198151 FILM NUMBER: 14929458 BUSINESS ADDRESS: STREET 1: 5251 DTC PARKWAY SUITE 200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 303-506-4460 MAIL ADDRESS: STREET 1: 5251 DTC PARKWAY SUITE 200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 D/A 1 primary_doc.xml X0707 D/A LIVE 0001577257 Bakken Drilling Fund IV LP 5251 DTC PARKWAY SUITE 200 GREENWOOD VILLAGE CO COLORADO 80111 303-506-4460 DELAWARE None None Limited Partnership true 2013 Randall Kenworthy 5251 DTC Parkway Suite 200 Greenwood Village CO COLORADO 80111 Executive Officer Chief Executive Officer of the Issuer's Managing General Partner Don Scott 5251 DTC Parkway Suite 200 Greenwood Village CO COLORADO 80111 Executive Officer Chief Financial Officer & Chief Operating Officer of the Issuer's Managing General Partner Stephen Mut 5251 DTC Parkway Suite 200 Greenwood Village CO COLORADO 80111 Executive Officer President of Oil & Gas Operations of the Issuer's Managing General Partner Coachman Energy Managing General Partners LLC 5251 DTC Parkway Suite 200 Greenwood Village CO COLORADO 80111 Director Issuer's Managing General Partner Caroline Gash 5251 DTC Parkway Suite 200 Greenwood Village CO COLORADO 80111 Executive Officer Chief Analytics and Performance Officer of the Issuer's Managing General Partner Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b true 0001577256-13-000002 2013-07-03 true true true Units in a limited partnership false 25000 Vestech Securities Inc. 41409 None None 4001 East 22nd Street North Building 600 Suite B Wichita KS KANSAS 67226 OK OKLAHOMA AR ARKANSAS WA WASHINGTON UT UTAH OH OHIO CO COLORADO MO MISSOURI FL FLORIDA CA CALIFORNIA KS KANSAS false Sandlapper Securities, LLC 137906 None None 101 N. Main Street Suite 207 Greenville SC SOUTH CAROLINA 29604 HI HAWAII NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA ME MAINE VA VIRGINIA MI MICHIGAN OH OHIO ID IDAHO DE DELAWARE WY WYOMING FL FLORIDA IA IOWA MD MARYLAND MA MASSACHUSETTS SD SOUTH DAKOTA SC SOUTH CAROLINA AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA MN MINNESOTA WI WISCONSIN AZ ARIZONA KY KENTUCKY MO MISSOURI KS KANSAS OR OREGON MT MONTANA LA LOUISIANA NH NEW HAMPSHIRE WA WASHINGTON NJ NEW JERSEY NM NEW MEXICO AK ALASKA TX TEXAS AL ALABAMA CO COLORADO PA PENNSYLVANIA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA false Thomas M. Nixon and Associates, Inc. 17047 None None 4775 Wallingford St Pittsburgh PA PENNSYLVANIA 15213 NY NEW YORK GA GEORGIA NV NEVADA CA CALIFORNIA VA VIRGINIA MI MICHIGAN OH OHIO FL FLORIDA MD MARYLAND MA MASSACHUSETTS SC SOUTH CAROLINA IL ILLINOIS IN INDIANA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA KY KENTUCKY AZ ARIZONA LA LOUISIANA NJ NEW JERSEY NM NEW MEXICO TX TEXAS CO COLORADO NC NORTH CAROLINA PA PENNSYLVANIA NE NEBRASKA false Ausdal Financial Partners, Inc. 7995 None None 220 N. Main Street Suite 400 Davenport IA IOWA 52801 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS IL ILLINOIS UT UTAH IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA WI WISCONSIN KY KENTUCKY KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false Landolt Securities, Inc. 28352 None None 701 Oregon St. Oshkosh WI WISCONSIN 54902 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS IL ILLINOIS UT UTAH IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY PR PUERTO RICO NM NEW MEXICO AL ALABAMA TX TEXAS NC NORTH CAROLINA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA KY KENTUCKY WI WISCONSIN KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false Oak Tree Securities, Inc. 18126 None None 1840 Holmes Street Livermore CO COLORADO 18126 WA WASHINGTON IL ILLINOIS HI HAWAII NV NEVADA ID IDAHO TX TEXAS WI WISCONSIN CO COLORADO AZ ARIZONA CA CALIFORNIA NC NORTH CAROLINA false Resource Horizons Group LLC 104368 None None 1350 Church Street Ext NE Third Floor Marietta GA GEORGIA 30030 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS IL ILLINOIS UT UTAH IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA WI WISCONSIN KY KENTUCKY KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false IBN Financial Services, Inc 42360 None None 8035 Oswego Road Liverpool NY NEW YORK 13090 VT VERMONT RI RHODE ISLAND NY NEW YORK CT CONNECTICUT GA GEORGIA MN MINNESOTA WI WISCONSIN KY KENTUCKY CA CALIFORNIA NJ NEW JERSEY MI MICHIGAN OH OHIO FL FLORIDA PA PENNSYLVANIA MD MARYLAND NC NORTH CAROLINA MA MASSACHUSETTS false MidAmerica Financial Services, Inc. 47351 None None 2230 E 32nd Street Suite B Joplin MO MISSOURI 64804 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS IL ILLINOIS UT UTAH IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA WI WISCONSIN KY KENTUCKY KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false Sunbelt Securities, Inc. 42180 None None 5065 Westheimer Suite 600 Houston TX TEXAS 77056 HI HAWAII NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA VA VIRGINIA MI MICHIGAN OH OHIO DE DELAWARE WY WYOMING IA IOWA FL FLORIDA MD MARYLAND MA MASSACHUSETTS SD SOUTH DAKOTA SC SOUTH CAROLINA AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA CT CONNECTICUT WV WEST VIRGINIA MN MINNESOTA WI WISCONSIN AZ ARIZONA KY KENTUCKY MO MISSOURI KS KANSAS OR OREGON MS MISSISSIPPI LA LOUISIANA WA WASHINGTON NJ NEW JERSEY NM NEW MEXICO TX TEXAS AL ALABAMA CO COLORADO PA PENNSYLVANIA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA false Watermark Advisors, LLC 127819 None None 531 South Main Street ML-9 Greenville SC SOUTH CAROLINA 29601 SC SOUTH CAROLINA GA GEORGIA NC NORTH CAROLINA false Capital Financial Services, Inc. 8408 None None 1 North Main Street Minot ND NORTH DAKOTA 58703 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS IL ILLINOIS UT UTAH IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA WI WISCONSIN KY KENTUCKY KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false WFG Investments, Inc. 22704 None None 2711 North Haskell Ave Suite 2900 Dallas TX TEXAS 75204 RI RHODE ISLAND VT VERMONT HI HAWAII VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS IL ILLINOIS UT UTAH IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA KY KENTUCKY WI WISCONSIN KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false Detwiler Fenton & Co 1794 None None 100 High Street Floor 28 Boston MA MASSACHUSETTS 02110 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS IL ILLINOIS UT UTAH IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY PR PUERTO RICO NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA KY KENTUCKY WI WISCONSIN KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false Cabot Lodge Securities LLC 159712 None None 44 Wall Street Suite 401 New York NY NEW YORK 10005 All States false Cape Securities, Inc. 7072 None None 1600 Pennsylvania Avenue McDonough GA GEORGIA 30253 All States false D.H. Hill Securities, LLLP 41528 None None 7821 FM 1960 E. Suite B Humble TX TEXAS 77346 RI RHODE ISLAND HI HAWAII NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA VA VIRGINIA MI MICHIGAN OH OHIO ID IDAHO DE DELAWARE WY WYOMING IA IOWA FL FLORIDA MD MARYLAND MA MASSACHUSETTS SD SOUTH DAKOTA SC SOUTH CAROLINA AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA CT CONNECTICUT MN MINNESOTA WI WISCONSIN AZ ARIZONA KY KENTUCKY MO MISSOURI KS KANSAS OR OREGON MT MONTANA MS MISSISSIPPI LA LOUISIANA NH NEW HAMPSHIRE WA WASHINGTON NJ NEW JERSEY NM NEW MEXICO TX TEXAS CO COLORADO PA PENNSYLVANIA NC NORTH CAROLINA false Financial West Group 16668 None None 4510 E. Thousand Oaks Blvd. Westlake Village CA CALIFORNIA 91362 All States false Heckman Financial & Insurance Services, Inc. 111549 None None 111 N. Market St. Suite 825 San Jose CA CALIFORNIA 95113 CA CALIFORNIA false Much Wealth Management, Inc. 150356 None None 2716 Ocean Park Blvd. Suite 2009 Santa Monica CA CALIFORNIA 90405 CA CALIFORNIA false Skihawk Capital Partners, Inc. 153433 None None 9475 Briar Village Point #220 Colorado Springs CO COLORADO 80920 CO COLORADO false Whitehall-Parker Securities, Inc. 10608 None None 477 Pacific Avenue 2nd Floor San Francisco CA CALIFORNIA 94133 WA WASHINGTON NY NEW YORK NV NEVADA MN MINNESOTA TX TEXAS CA CALIFORNIA OR OREGON false NTV Asset Management, LLC 141771 None None 440 Keller Woods Drive NW Marietta GA GEORGIA 30064 GA GEORGIA FL FLORIDA false Morton Wealth Management, LLC 111471 None None 628 Green Valley Road Suite 206 Greensboro NC NORTH CAROLINA 27408 SC SOUTH CAROLINA NH NEW HAMPSHIRE CA CALIFORNIA NC NORTH CAROLINA false Feist Asset Management 154847 None None 7209 Bristol Circle Edina MN MINNESOTA 55435 MN MINNESOTA ND NORTH DAKOTA false 50000000 34143598 15856402 The minimum amount of Units being offered is $1,000,000 and the maximum amount of Units being offered is $50,000,000. false 503 2488854 true 789376 true Up to 8.35% to pay broker commission and wholesaling fee and up to 1% to pay managing broker dealer fee. 0 false Bakken Drilling Fund IV LP /s/ Don E. Scott Don E. Scott CFO & COO of the Issuer's Managing General Partner 2014-06-19