0001577256-13-000004.txt : 20131004 0001577256-13-000004.hdr.sgml : 20131004 20131003182851 ACCESSION NUMBER: 0001577256-13-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20131004 DATE AS OF CHANGE: 20131003 EFFECTIVENESS DATE: 20131004 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bakken Drilling Fund IVB LLC CENTRAL INDEX KEY: 0001577256 IRS NUMBER: 462774189 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-198153 FILM NUMBER: 131135026 BUSINESS ADDRESS: STREET 1: 5251 DTC PARKWAY SUITE 200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 303-506-4460 MAIL ADDRESS: STREET 1: 5251 DTC PARKWAY SUITE 200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 D/A 1 primary_doc.xml X0707 D/A LIVE 0001577256 Bakken Drilling Fund IVB LLC 5251 DTC PARKWAY SUITE 200 GREENWOOD VILLAGE CO COLORADO 80111 303-506-4460 DELAWARE None None Limited Liability Company true 2013 Randall Kenworthy 5251 DTC Parkway Suite 200 Greenwood Village CO COLORADO 80111 Executive Officer Chief Executive Officer of the Issuer's Manager Don Scott 5251 DTC Parkway Suite 200 Greenwood Village CO COLORADO 80111 Executive Officer Chief Operating Officer of the Issuer's Manager Caroline Gash 5251 DTC Parkway Suite 200 Greenwood Village CO COLORADO 80111 Executive Officer Chief Financial Officer of the Issuer's Manager Stephen Mut 5251 DTC Parkway Suite 200 Greenwood Village CO COLORADO 80111 Executive Officer President of Oil & Gas Operations of the Issuer's Manager Coachman Energy Managing General Partners LLC 5251 DTC Parkway Suite 200 Greenwood Village CO COLORADO 80111 Director Issuer's Manager Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b true 0001577256-13-000001 2013-07-31 true true true Units in a limited liabilty company false 25000 Vestech Securities Inc. 41409 None None 4001 East 22nd Street North Building 600 Suite B Wichita KS KANSAS 67226 AR ARKANSAS CA CALIFORNIA CO COLORADO FL FLORIDA KS KANSAS MO MISSOURI OH OHIO OK OKLAHOMA UT UTAH WA WASHINGTON false Sandlapper Securities, LLC 137906 None None 101 N. Main Street Suite 207 Greenville SC SOUTH CAROLINA 29604 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Thomas M. Nixon and Associates, Inc. 17047 None None 4775 Wallingford St Pittsburgh PA PENNSYLVANIA 15213 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN NE NEBRASKA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA SC SOUTH CAROLINA TX TEXAS VA VIRGINIA WV WEST VIRGINIA false Ausdal Financial Partners, Inc. 7995 None None 220 N. Main Street Suite 400 Davenport IA IOWA 52801 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Edwin C. Blitz Investments, Inc. 7638 None None 191 Waukegan Road Suite 101 Northfield IL ILLINOIS 60093 AL ALABAMA FL FLORIDA IL ILLINOIS WI WISCONSIN false Landolt Securities, Inc. 28352 None None 701 Oregon St. Oshkosh WI WISCONSIN 54902 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Harbor Light Securities, LLC 130227 None None 20 Towne Dr. Suite 138 Bluffton SC SOUTH CAROLINA 29910 AL ALABAMA CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA IL ILLINOIS KS KANSAS MA MASSACHUSETTS MO MISSOURI NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TX TEXAS VA VIRGINIA false Concorde Investment Services, LLC 151604 None None 1120 E Long Lake Road Suite 100 Troy MI MICHIGAN 48085 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Oak Tree Securities, Inc. 18126 None None 1840 Holmes Street Livermore CO COLORADO 18126 AZ ARIZONA CA CALIFORNIA CO COLORADO HI HAWAII ID IDAHO IL ILLINOIS NV NEVADA NC NORTH CAROLINA TX TEXAS WA WASHINGTON WI WISCONSIN false Resource Horizons Group LLC 104368 None None 1350 Church Street Ext NE Third Floor Marietta GA GEORGIA 30030 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Dynasty Capital Partners, Inc. 122806 None None 5445 DTZ Parkway #940 Greenwood Village CO COLORADO 80111 AZ ARIZONA CA CALIFORNIA CO COLORADO DE DELAWARE FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false IBN Financial Services, Inc 42360 None None 8035 Oswego Road Liverpool NY NEW YORK 13090 CA CALIFORNIA CT CONNECTICUT FL FLORIDA GA GEORGIA KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA RI RHODE ISLAND VT VERMONT WI WISCONSIN false MidAmerica Financial Services, Inc. 47351 None None 2230 E 32nd Street Suite B Joplin MO MISSOURI 64804 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Sunbelt Securities, Inc. 42180 None None 5065 Westheimer Suite 600 Houston TX TEXAS 77056 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NE NEBRASKA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Watermark Advisors, LLC 127819 None None 531 South Main Street ML-9 Greenville SC SOUTH CAROLINA 29601 GA GEORGIA NC NORTH CAROLINA SC SOUTH CAROLINA false Capital Financial Services, Inc. 8408 None None 1 North Main Street Minot ND NORTH DAKOTA 58703 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false WFG Investments, Inc. 22704 None None 2711 North Haskell Ave Suite 2900 Dallas TX TEXAS 75204 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Detwiler Fenton & Co 1794 None None 100 High Street Floor 28 Boston MA MASSACHUSETTS 02110 AL ALABAMA AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false RM Duncan Securities, Inc. 14344 None None 501 N University Avenue Suite 201 Little Rock AR ARKANSAS 72205 AL ALABAMA AR ARKANSAS CA CALIFORNIA CT CONNECTICUT FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MI MICHIGAN MS MISSISSIPPI MO MISSOURI NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false American Trust Investment Services, Inc. 3001 None None 1244 119th Street Whiting IN INDIANA 46394 CA CALIFORNIA FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA MI MICHIGAN MN MINNESOTA NJ NEW JERSEY NY NEW YORK SC SOUTH CAROLINA TX TEXAS WA WASHINGTON WI WISCONSIN false 12500000 1600000 10900000 false 17 1043750 true 125000 true Up to 8.35% to pay broker commission and wholesaling fee and up to 1% to pay managing broker dealer fee. 0 false Bakken Drilling Fund IVB LLC Don E. Scott Don E. Scott COO of Issuer's Manager 2013-10-03