0001405086-18-000076.txt : 20180503 0001405086-18-000076.hdr.sgml : 20180503 20180503145246 ACCESSION NUMBER: 0001405086-18-000076 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180503 DATE AS OF CHANGE: 20180503 EFFECTIVENESS DATE: 20180503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BASSWOOD FINANCIAL FUND, INC. CENTRAL INDEX KEY: 0001576092 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-196024 FILM NUMBER: 18803288 BUSINESS ADDRESS: STREET 1: 3RD FL., HARBOUR CENTRE, P.O. BOX 61 CITY: GEORGE TOWN STATE: E9 ZIP: KY1-1102 BUSINESS PHONE: 345-949-4244 MAIL ADDRESS: STREET 1: 3RD FL., HARBOUR CENTRE, P.O. BOX 61 CITY: GEORGE TOWN STATE: E9 ZIP: KY1-1102 D/A 1 primary_doc.xml X0708 D/A LIVE 0001576092 BASSWOOD FINANCIAL FUND, INC. 3RD FL., HARBOUR CENTRE, P.O. BOX 61 GEORGE TOWN E9 CAYMAN ISLANDS KY1-1102 345-949-4244 CAYMAN ISLANDS None None Corporation true MATTHEW A. LINDENBAUM 645 MADISON AVENUE 10TH FL. NEW YORK NY NEW YORK 10022 Director MARC SAMIT 645 MADISON AVENUE 10TH FL. NEW YORK NY NEW YORK 10022 Director CHRISTOPHER BOWRING C/O INT'L MANAGEMENT SERVICES LTD. 3RD FL., HARBOUR CENTRE, P.O. BOX 61 GEORGE TOWN E9 CAYMAN ISLANDS KY1-1102 Director KARL O'REILLY C/O INT'L MANAGEMENT SERVICES LTD. 3RD FL., HARBOUR CENTRE, P.O. BOX 61 GEORGE TOWN E9 CAYMAN ISLANDS KY1-1102 Director IAN GOODALL C/O INT'L MANAGEMENT SERVICES LTD. 3RD FL., HARBOUR CENTRE, P.O. BOX 61 GEORGE TOWN E9 CAYMAN ISLANDS KY1-1102 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001405086-17-000087 2013-05-01 true true true false 100000 Indefinite 132841454 Indefinite false 13 0 0 0 false BASSWOOD FINANCIAL FUND, INC. /s/Matthew A. Lindenbaum MATTHEW A. LINDENBAUM DIRECTOR 2018-05-03