0001144204-16-092140.txt : 20160401 0001144204-16-092140.hdr.sgml : 20160401 20160401105115 ACCESSION NUMBER: 0001144204-16-092140 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160401 DATE AS OF CHANGE: 20160401 EFFECTIVENESS DATE: 20160401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Microphase Corp CENTRAL INDEX KEY: 0001574969 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 060710848 STATE OF INCORPORATION: CT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-260465 FILM NUMBER: 161545466 BUSINESS ADDRESS: STREET 1: 587 CONNECTICUT AVENUE CITY: NORWALK STATE: CT ZIP: 06854 BUSINESS PHONE: 203-866-8000 MAIL ADDRESS: STREET 1: 587 CONNECTICUT AVENUE CITY: NORWALK STATE: CT ZIP: 06854 D 1 primary_doc.xml X0707 D LIVE 0001574969 Microphase Corp 587 CONNECTICUT AVENUE NORWALK CT CONNECTICUT 06854 203-866-8000 CONNECTICUT None None Corporation true Necdet Ergul 587 Connecticut Avenue Norwalk CT CONNECTICUT 06854 Executive Officer Director Paul DeCoster 587 Connecticut Avenue Norwalk CT CONNECTICUT 06854 Director James Ashman 587 Connecticut Avenue Norwalk CT CONNECTICUT 06854 Executive Officer Director Michael Ghadaksaz 587 Connecticut Avenue Norwalk CT CONNECTICUT 06854 Executive Officer Director Jeffrey Peterson 587 Connecticut Avenue Norwalk CT CONNECTICUT 06854 Executive Officer Director Manufacturing $5,000,001 - $25,000,000 06b false 2014-02-04 false true false 50000 Palladium Capital Advisors, LLC 129400 None None 230 PARK AVENUE SUITE 539 NEW YORK NY NEW YORK 10169 NJ NEW JERSEY NY NEW YORK false Hallmark Investments, Inc. 135003 None None 260 MADISON AVENUE 8TH FLOOR NEW YORK NY NEW YORK 10016 CA CALIFORNIA FL FLORIDA MA MASSACHUSETTS MN MINNESOTA MO MISSOURI NJ NEW JERSEY NY NEW YORK OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN false 1136000 1136000 0 false 43 122350 0 In addition, the Company issued an aggregate of 365,507 shares of its common stock as Sales Commissions and Finders' Fees. 189994 false Microphase Corp /s/ Necdet Ergul Necdet Ergul Chief Executive Officer 2016-04-01