0001573178-20-000001.txt : 20201112 0001573178-20-000001.hdr.sgml : 20201112 20201112170718 ACCESSION NUMBER: 0001573178-20-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NIS Short Duration High Yield Fund, LLC CENTRAL INDEX KEY: 0001573178 IRS NUMBER: 462057809 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-207359 FILM NUMBER: 201307888 BUSINESS ADDRESS: STREET 1: 777 E WISCONSIN AVENUE STREET 2: SUITE 2350 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: (414) 765-1980 MAIL ADDRESS: STREET 1: 777 E WISCONSIN AVENUE STREET 2: SUITE 2350 CITY: MILWAUKEE STATE: WI ZIP: 53202 D/A 1 primary_doc.xml X0708 D/A LIVE 0001573178 NIS Short Duration High Yield Fund, LLC 777 E WISCONSIN AVENUE SUITE 2350 MILWAUKEE WI WISCONSIN 53202 (414) 765-1980 DELAWARE None None Limited Liability Company true N/A N/A National Investment Services of America, LLC 777 East Wisconsin Avenue Suite 2350 Milwaukee WI WISCONSIN 53202 Executive Officer Promoter National Investment Services of America, LLC (doing business as National Investment Services) is the manager of the Issuer. Robert Brooks c/o National Investment Services 777 East Wisconsin Avenue, Suite 2350 Milwaukee WI WISCONSIN 53202 Executive Officer Director Mr. Brooks is an executive officer of National Investment Services of America, LLC, the manager of the Issuer. Larry H. Haslee c/o National Investment Services 777 East Wisconsin Avenue, Suite 2350 Milwaukee WI WISCONSIN 53202 Executive Officer Mr. Haslee is an executive officer of National Investment Services of America, LLC, the manager of the Issuer. Scott O. Van Lith c/o National Investment Services 777 East Wisconsin Avenue, Suite 2350 Milwaukee WI WISCONSIN 53202 Executive Officer Director Mr. Van Lith is an executive officer of National Investment Services of America, LLC, the manager of the Issuer. Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 true 0001687414-19-000005 2013-11-15 true true true true limited liability company interests false 0 Indefinite 57455000 Indefinite false 3 0 0 0 The investment adviser, an entity whose executive officers are listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. false NIS Short Duration High Yield Fund, LLC /s/ Larry Haslee Larry H. Haslee Chief Compliance Officer 2020-11-12