0001573178-17-000001.txt : 20171120 0001573178-17-000001.hdr.sgml : 20171120 20171120104457 ACCESSION NUMBER: 0001573178-17-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20171120 DATE AS OF CHANGE: 20171120 EFFECTIVENESS DATE: 20171120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NIS Short Duration High Yield Fund, LLC CENTRAL INDEX KEY: 0001573178 IRS NUMBER: 462057809 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-207359 FILM NUMBER: 171212922 BUSINESS ADDRESS: STREET 1: 777 E WISCONSIN AVENUE STREET 2: SUITE 2350 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: (414) 765-1980 MAIL ADDRESS: STREET 1: 777 E WISCONSIN AVENUE STREET 2: SUITE 2350 CITY: MILWAUKEE STATE: WI ZIP: 53202 D/A 1 primary_doc.xml X0708 D/A LIVE 0001573178 NIS Short Duration High Yield Fund, LLC 777 E WISCONSIN AVENUE SUITE 2350 MILWAUKEE WI WISCONSIN 53202 (414) 765-1980 DELAWARE None None Limited Liability Company true 2013 N/A N/A National Investment Services, Inc. 777 East Wisconsin Avenue Suite 2350 Milwaukee WI WISCONSIN 53202 Executive Officer Promoter National Investment Services, Inc. is the manager of the Issuer. Robert Brooks c/o National Investment Services, Inc. 777 East Wisconsin Avenue, Suite 2350 Milwaukee WI WISCONSIN 53202 Executive Officer Director Mr. Brooks is a director and executive officer of National Investment Services, Inc., the manager of the Issuer. Kent J. White c/o National Investment Services, Inc. 777 East Wisconsin Avenue, Suite 2350 Milwaukee WI WISCONSIN 53202 Executive Officer Director Mr. White is a director and executive officer of National Investment Services, Inc., the manager of the Issuer. Larry H. Haslee c/o National Investment Services, Inc. 777 East Wisconsin Avenue, Suite 2350 Milwaukee WI WISCONSIN 53202 Executive Officer Mr. Haslee is an executive officer of National Investment Services, Inc., the manager of the Issuer. Norman E. Sidler c/o National Investment Services, Inc. 777 East Wisconsin Avenue, Suite 2350 Milwaukee WI WISCONSIN 53202 Executive Officer Director Mr. Sidler is a director and executive officer of National Investment Services, Inc., the manager of the Issuer. Bartlett J. McCartin c/o National Investment Services, Inc. 777 East Wisconsin Avenue, Suite 2350 Milwaukee WI WISCONSIN 53202 Executive Officer Director Mr. McCartin is a director and executive officer of National Investment Services, Inc., the manager of the Issuer. Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 true 0000897069-16-000791 2013-11-15 true true true true limited liability company interests false 0 Indefinite 29140000 Indefinite false 3 0 0 0 The investment adviser, an entity controlled by the individuals listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. false NIS Short Duration High Yield Fund, LLC /s/ Larry Haslee Larry H. Haslee Chief Compliance Officer 2017-11-20