0001209191-13-047848.txt : 20131009 0001209191-13-047848.hdr.sgml : 20131009 20131009143408 ACCESSION NUMBER: 0001209191-13-047848 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20131009 DATE AS OF CHANGE: 20131009 EFFECTIVENESS DATE: 20131009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capitala Finance Corp. CENTRAL INDEX KEY: 0001571329 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-204283 FILM NUMBER: 131143220 BUSINESS ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 360 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: 704-376-5502 MAIL ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 360 CITY: CHARLOTTE STATE: NC ZIP: 28209 D 1 primary_doc.xml X0707 D LIVE 0001571329 Capitala Finance Corp. 4201 Congress Street Suite 360 Charlotte NC NORTH CAROLINA 28209 (704) 376-5502 MARYLAND None None Corporation true 2013 Joseph B. Alala, III 4201 Congress Street Suite 360 Charlotte NC NORTH CAROLINA 28209 Executive Officer Director M. Hunt Broyhill 4201 Congress Street Suite 360 Charlotte NC NORTH CAROLINA 28209 Director R. Charles Moyer 4201 Congress Street Suite 360 Charlotte NC NORTH CAROLINA 28209 Director Larry W. Carroll 4201 Congress Street Suite 360 Charlotte NC NORTH CAROLINA 28209 Director H. Paul Chapman 4201 Congress Street Suite 360 Charlotte NC NORTH CAROLINA 28209 Director John F. McGlinn 4201 Congress Street Suite 360 Charlotte NC NORTH CAROLINA 28209 Executive Officer Stephen A. Arnall 4201 Congress Street Suite 360 Charlotte NC NORTH CAROLINA 28209 Executive Officer Richard Wheelahan 4201 Congress Street Suite 360 Charlotte NC NORTH CAROLINA 28209 Executive Officer Investing Decline to Disclose 06b false 2013-09-24 false true true Purchase of assets and equity in exchange for common stock of the acquiror. 0 179486400 179486400 0 false 10 0 0 0 false Capitala Finance Corp. /s/ Richard Wheelahan Richard Wheelahan Chief Compliance Officer 2013-10-08